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2023-04-05-accounts

DUMBRECK CHARITY

ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 5 APRIL 2023

DUMBRECK CHARITY

INDEX TO THE ACCOUNTS FOR THE YEAR ENDED 5 APRIL 2023

REFERENCE AND ADMINISTRATIVE INFORMATION
REPORT OF THE TRUSTEES
INDEPENDENT EXAMINER’S REPORT
STATEMENT OF FINANCIAL ACTIVITIES
BALANCE SHEET
GRANTS PAYABLE
NOTES TO THE ACCOUNTS
Statement
1
2
3
4

DUMBRECK CHARITY

REFERENCE AND ADMINISTRATIVE INFORMATION

Trustees: HB Carslake Mrs JE Melling Mrs JE Uloth Accountants: PS Accounting 41 Sycamore Drive Hollywood Birmingham B47 5QX Independent examiner: Leigh Dudley FCCA Prime Chartered Accountants 161 Newhall Street Birmingham B3 1SW Bankers: Lloyds Bank plc Units 2&3 Caxton Gate 36/38 New Street Birmingham B2 4LP Solicitors: Shakespeare Martineau 1 Colmore Square Birmingham B4 6AA Investment manager: EFG Harris Allday 33 Great Charles Street Birmingham B3 3JN Registration number: 273070 Registered address: c/o PS Accounting 41 Sycamore Drive Hollywood Birmingham B47 5QX

DUMBRECK CHARITY

REPORT OF THE TRUSTEES FOR THE YEAR ENDED 5 APRIL 2023

The Trustees present their annual report and financial statements of the charity for the year ended 5 April 2023. The financial statements have been prepared in accordance with the accounting policies set out in note 1 to the accounts and comply with the charity’s trust deed, the Charities Act 2011 and Accounting and Reporting Charities: Statement of Recommended Practice applicable to charities preparing their accounts in accordance with the Financial Reporting Standard applicable in the UK and Republic of Ireland (FRS102) (effective 1 January 2019).

Going concern

The accounts have been prepared on the basis of being a going concern. The Trustees confirm that they have taken into account all available information about the future for at least 12 months from the date the accounts were approved and conclude that there is no uncertainty relating to going concern.

Structure, governance and management

The Dumbreck Charity was created by the late Mrs B H Mellor by a Deed of Settlement dated 6 January 1976. Further gifts to the trustees were made by Miss BY Mellor on 31 January 1978 and by Mrs Mellor on 14 August 1979 and 22 October 1985. In addition, part of the estate of the late Mrs Mellor, who died on 9 April 1986, was given to the trust by virtue of a deed made by Miss BY Mellor on 7 November 1986. On 25 October 1991 Miss BY Mellor made a further gift of investments to the Settlement. Miss Mellor died on 29 July 2008 and left a quarter of the residue of her estate to the trustees.

The trustees hold the settled property upon trust to apply the income in payment of donations to such charitable institutions or for such charitable purposes as they or a majority of them shall determine. The trustees also have power to apply capital in the same manner.

The original trustees were appointed by Mrs B H Mellor. Since her death, the power to appoint new trustees is vested in the existing trustees. The trust deed provides that there should not be fewer than three trustees at any time.

Objectives and grant making policy

The objective is to support general worthy causes and donations are made to any charitable institution or for charitable purposes, provided there is majority agreement amongst the trustees. The trustees regularly consider applications for donations and meet every six months to approve expenditure.

In general, new applications are only considered from organisations in the Midlands counties.

The majority of the donations made fall within the following categories: animal welfare and conservation, children’s welfare, care of the elderly and physically or mentally handicapped, general medical and culture and the arts. However, applications for donations for other purposes are considered.

Achievements and performance

The charity has continued to be able to support charitable causes and has made grants totalling £128,500 during the year, as shown on Statement 3 (2022 - £150,500). The trustees are satisfied that this expenditure is ultimately for public benefit having regard to Charity Commission guidelines because the donations are to other charitable organisations, whose funds are generally utilised for the benefit of a wide population.

DUMBRECK CHARITY

REPORT OF THE TRUSTEES FOR THE YEAR ENDED 5 APRIL 2023 (CONTINUED)

Investment policy and returns

There are no restrictions on the charity’s power to invest and the trustees have power to delegate discretionary powers of investment to an investment manager. The charity has adopted a total return policy for its investment income and a strategy and risk profile is agreed annually with the investment manager. The investment performance is reviewed via the manager’s quarterly reports and the trustees meet with the manager annually to discuss this performance. The total return on the investments over the last year was -7.34%, which is regarded by the trustees as being satisfactory compared with relevant indices.

Reserves policy

The trustees have reviewed the reserves of the charity, which are wholly unrestricted. The majority of these reserves are represented by investments. The trustees do not actively fundraise and therefore rely on the income earned from these investments to enable them to continue their philanthropic work. The trustees consider that the current level of reserves is appropriate to enable them to continue to fund grants and governance costs without significantly reducing the investment capital of the charity.

Financial Review

Income for the year has increased by just over 4% to £185,084 (2022 – £172,159), primarily due to an increase in dividend income. Costs of raising funds have increased significantly, from £3,684 in 2022 to £21,034. This is because 2022 only included a part year of charge, because the investment manager changed their charging structure from 1 January 2022. Prior to this, they did not charge separate fees and their commission charges were included in the investment acquisition and disposal costs. Grants payable have decreased from £150,500 in 2022 to £128,500 this year, due to a number of large one off donations not being repeated this year. Other costs have increased by £944, to £11,287 (2022 – £10,343). There have been net losses on investments this year of £535,076 (2022 – gains of £24,383), a significant reduction, primarily due to the impact of higher than expected inflation and interest rates on the stock market. However, the total investments and reserves values are deemed sufficient to enable the charity to continue operations in the normal way.

The net result is net expenditure of £510,813 (2022 – net income of £32,015).

Investments under management total £4,585,348 (2022 - £5,136,842), a decrease of 10.7%.

Risk Management

The trustees have examined the major risks to which the charity is exposed and are satisfied that systems are in place to mitigate our exposure to the major risks.

Approved by the trustees on 4 July 2023

DUMBRECK CHARITY

Independent examiner’s report to the trustees of Dumbreck Charity

I report to the trustees on my examination of the accounts of Dumbreck Charity (the Trust) for the year ended 5 April 2023, which are set out in Statements 1 and 2, Statement 3 which comprises pages 1 to 4 and Statement 4 which comprises pages 1 to 3.

Respective responsibilities of trustees and examiner

As the charity trustees of the Trust you are responsible for the preparation of the accounts in accordance with the requirements of the Charities Act 2011 (the Act).

I report in respect of my examination of the Trustees’ accounts carried out under section 145 of the 2011 Act and in carrying out my examination I have followed all the applicable Directions given by the Charity Commission under section 145(5)(b) of the 2011 Act.

Independent examiner’s statement

I have completed by examination. I confirm that no material matters have come to my attention in connection with the examination giving me cause to believe that in any material respect:

I have no concerns and have come across no other matters in connection with the examination to which attention should be drawn in this report in order to enable a proper understanding of the accounts to be reached.

Leigh Dudley FCCA

Prime Chartered Accountants 161 Newhall Street Birmingham, B3 1SW

Date:

STATEMENT 1

DUMBRECK CHARITY

STATEMENT OF FINANCIAL ACTIVITIES FOR THE YEAR ENDED 5 APRIL 2023

Statement
INCOME
Income and endowments
Investment income (Note 2)
4
Gross bank interest
Other income
TOTAL INCOME
EXPENDITURE
Costs of raising funds(Note 1(3))
4
Charitable Activities
Grants payable
3
Other expenditure
Accountancy and administration charges
Independent examination
Trustees expenses
TOTAL EXPENDITURE
Net (losses)/gains on investments (Note 3)
4
On Listed investments
NET (EXPENDITURE)/INCOME AND NET MOVEMENT IN FUNDS
RECONCILIATION OF FUNDS
Total funds brought forward
TOTAL FUNDS CARRIED FORWARD
2023
184,884
200
-
185,084
21,034
128,500
9,941
1,200
146
160,821
24,263
(535,076)
(510,813)
5,268,792
£4,757,979
2022
170,617
12
1,530
172,159
3,684
150,500
9,263
1,080
-
164,527
7,632
24,383
32,015
5,236,777
£5,268,792

STATEMENT 2

DUMBRECK CHARITY

BALANCE SHEET - 5 APRIL 2023
Note
Fixed Assets
Investments under management
3
Total Fixed Assets
Current Assets
Investment income receivable
Balances at bank
4

Total Current Assets
Creditors: amounts falling due
within one year
5

Net Current Assets
Net Assets
REPRESENTED BY
FUNDS
Unrestricted income funds
Total Charity Funds

-
178,631
178,631
(6,000)
2023
4,585,348
4,585,348
172,631
£4,757,979
4,757,979
£4,757,979
2022
5,136,842
5,136,842
131,950
£5,268,792
5,268,792
£5,268,792

-
137,280
137,280
(5,330)

Approved by the trustees on 4 July 2023

STATEMENT 3 PAGE 1

DUMBRECK CHARITY

GRANTS PAYABLE FOR THE YEAR ENDED 5 APRIL 2023

REGULAR DONATIONS

ANIMAL WELFARE/CONSERVATION

The British Horse Society
Brooke – Hospital for Animals Cairo

Redwing Horse Sanctuary
Spear

CHILDREN’S WELFARE
The Stars Appeal (Children’s Ward Salisbury Hospital)
The Country Trust
Young People First
CARE OF THE ELDERLY AND PHYSICALLY/MENTALLY HANDICAPPED
Dogs for Good
Guide Dogs for the Blind Association
The Injured Jockey’s Fund
The Royal British Legion Poppy Appeal
Warwickshire Vision Support
MEDICAL
Hannah’s Willberry Wonder Pony Charity

Kissing It Better
Leamington Spa Macular Society Support Group
Salisbury Hospice Charity
Shipston Home Nursing
Wessex Children’s Hospice Trust (Naomi House and jacksplace)
MISCELLANEOUS
The Countryside Alliance Foundation
Countryside Restoration Trust
Hunt Staff Benefit Society
SSAFA
Forward
2,000
2,000
1,000
2,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
1,000
3,000
1,000
1,000
1,000
1,000
1,000
7,000
3,000
5,000
8,000
4,000
27,000

DUMBRECK CHARITY

STATEMENT 3 PAGE 2

GRANTS PAYABLE FOR THE YEAR ENDED 5 APRIL 2023 (CONTINUED)

Forward

27,000

SPECIAL DONATIONS

ANIMAL WELFARE/CONSERVATION

The Barn Owl Trust 500
Birmingham Dogs Home 1,000
The Farm Animal Rescue Sanctuary 500
Greatwood – Horse Power Programme 500
Mare and Foal Sanctuary 500
Prickles Hedgehog Rescue 500
Warwickshire Hedgehog Rescue 500
4,000

CHILDREN’S WELFARE

126thBirmingham (1stHodge Hill) Scout Group
Ackers Adventure
The Arts of Change Trust
Beyond the Horizon Charity
Birmingham Boys and Girls Union (BBGU)
Clowns in the Sky
Crackerjacks Children’s Trust
Footsteps
The Honeypot Children’s Charity
Kids on Track
Marathan Kids UK
National Police Community Trust
Rising Stars Young People Service
Tiny Tim’s Children’s Centre
Zoe’s Place
500
1,000
500
1,000
1,000
1,000
500
500
500
1,000
500
500
1,000
500
500
10,500

CARE OF THE ELDERLY AND PHYSICALLY/MENTALLY HANDICAPPED

A&A Services West Midlands
Birmingham PHAB camps
Blesma
Blind in Business
Blueprint Training & Enterprise
British Blind Sport
British Disabled Angling Association
Chris Westwood Charity
COGS Prepares 4 Life
Coventry Resource Centre for the Blind
Dog Assistance in Disability
Garage Art Group
Independence at Home
Limbless Association
Listening Books
The Myriad Centre
Nuneaton & North Warwickshire Equestrian Centre
Omega
The Poppy Factory
Forward
500
1,000
1,000
1,000
500
500
500
500
500
500
500
1,000
500
500
500
500
500
500
1,000
12,000
41,500

DUMBRECK CHARITY

STATEMENT 3 PAGE 3

GRANTS PAYABLE FOR THE YEAR ENDED 5 APRIL 2023 (CONTINUED)

Forward 12,000 41,500
CARE OF THE ELDERLY AND PHYSICALLY/MENTALLY HANDICAPPED (CONTINUED)
Support Dogs 1,000
The Willow Trust 500
Worcester Snoezelen 500
Wildgoose Rural Training 500
14,500
MEDICAL
Acorns 1,000
Arrive Alive 1,000
Crohn’s and Colitis Relief 500
Home from Hospital Care 1,000
The Hospice Charity Partnership (formerly St Mary’s Hospice) 1,000
John Fawcett Foundation 500
Katharine House Hospice 1,000
Mary Stevens Hospice 1,000
Medical Detection Dogs 1,000
Motor Neurone Disease Association (MNDA) 1,000
Muscular Dystrophy Support Centre 500
NICE 1,000
Parkinsons UK (for Research) 1,000
Sensory People 500
Shine a Light Support Service 500
Sightsavers 1,000
The Smile Train UK 1,000
Spinal Muscular Atrophy UK 500
Stratford-upon-Avon Stroke Support Group 500
St Richard’s Hospice 1,000
The Ambulance Staff Charity (TASC) 500
Warwickshire & Northamptonshire Air Ambulance (The Air Ambulance Service)1,000
18,000
SOCIAL WELFARE
All Saint’s Youth Project 500
Andover Crisis Support Centre 1,000
Birmingham City Mission 1,000
Birmingham Settlement 500
The Gap 500
Gigal Birmingham 500
Halford Village Hall 5,000
Home Start South Warwickshire 1,000
Insight CCSS 500
Kairos Women Working Together 500
Kingswood Trust 1,000
Narthex Sparkhill 500
Sandwell Asian Development Association 500
Snitterfield Village Hall 500
Spitfire Services 500
St Basil’s 1,000

15,000

74,000

Forward

DUMBRECK CHARITY

STATEMENT 3 PAGE 4

GRANTS PAYABLE FOR THE YEAR ENDED 5 APRIL 2023 (CONTINUED)

Forward
SOCIAL WELFARE (CONTINUED)
Thomas White Cottage Homes
Thrive
Voluntary Action Stratford-upon-Avon (VASA)
Wall Heath Evangelical Free Church
Warwickshire Social Inclusion Partnership
CULTURE AND THE ARTS
Armonico Consort
Birmingham Royal Ballet
B:Music
City of Birmingham Choir
English Symphony Orchestra
Mubu Music Projects CIC
Orchestra of the Swan
Stratford-upon-Avon Music Festival
The Choir with No Name
MISCELLANEOUS
Addington Fund
CASBA (Citizen’s Advocacy Scheme Birmingham Area)
Cavell Nurses Trust
Chase Africa
Clean Rivers Trust
Criminon UK
DEC Pakistan Floods Appeal
DEC Turkey-Syria Earthquake Appeal
forRefugees (FORGE for Humanity)
The Open University
Parenting Mental Health
Parish of Warwick St Mary's Capital Campaign
Solihull Conservation Volunteers
Support Our Military Veterans
Welcome to Our Future
Wythall Community Association
Unpresented donations from year ended 5 April 2022:
Maggs Day Centre
Music of Life Foundation
Warwickshire Young Carers
15,000
1,000
1,000
1,000
500
500
1,000
1,000
500
1,000
500
500
1,000
500
1,000
1,000
500
1,000
1,000
500
500
10,000
10,000
1,000
1,000
500
2,000
500
500
500
500
500
1,000
1,000
74,000
19,000
7,000
31,000
131,000
(2,500)
£128,500

All grants made represent one payment to institutions for general purposes unless otherwise stated.

DUMBRECK CHARITY

STATEMENT 4 PAGE 1

NOTES TO THE ACCOUNTS FOR THE YEAR ENDED 5 APRIL 2023

1 ACCOUNTING POLICIES

(1) Basis of preparing the financial statements

The financial statements of the charity, which is a public benefit entity under FRS102, have been prepared in accordance with the Charities SORP (FRS 102) ‘Accounting and Reporting by Charities: Statement of Recommended Practice applicable to charities preparing their accounts in accordance with the Financial Reporting Standard applicable in the UK and Republic of Ireland (FRS 102) (effective 1 January 2019)’, and comply with the charity’s trust deed and the Charities Act 2011 .

The trust constitutes a public benefit entity as defined by FRS 102.

The trustees consider that there are no material uncertainties about the trust’s ability to continue as a going concern.

(2) Income recognition

All income is recognised once the charity has entitlement to the income, it is probable that the income will be received and the amount of income receivable can be measured reliably.

Investment income is accounted for on the date the income becomes due and includes any recoverable tax. All other income is accounted for when received.

(3) Expenditure recognition

Liabilities are recognised as expenditure as soon as there is a legal or constructive obligation committing the charity to that expenditure, it is probable that settlement will be required and the amount of the obligation can be measured reliably.

All expenditure is accounted for on an accruals basis. Grants and donations are payments made to third parties in the furtherance of the charitable objects of the Charity. In the case of an unconditional grant offer this is accrued once the recipient has been notified of the grant award and is accounted for when paid over, or when awarded, if that award creates a constructively binding obligation on the Charity. Costs of raising funds comprise those costs directly attributable to managing the investment portfolio and raising investment income.

(4) Investments

Investments are initially recognised at their transaction value and subsequently measured at their fair value at the balance sheet date using the closing quoted market price as provided by the investment manager. Gains and losses, both realised and those arising on revaluation, are combined and included in the Statement of Financial Activities.

(5) Current assets

Amounts owing to the Charity at the balance sheet date are shown as debtors less provision for amounts that may prove uncollectable.

DUMBRECK CHARITY

STATEMENT 4 PAGE 2

NOTES TO THE ACCOUNTS FOR THE YEAR ENDED 5 APRIL 2023 (CONTINUED)

(6) Fund accounting

General funds represent the funds of the Charity that are not subject to any restrictions regarding their use and are available for application on the general purposes of the Charity. Funds designated for a particular purpose by the Charity are also unrestricted.

Restricted funds are those funds that must be spent on restricted purposes. Any balance remaining unspent at the end of each year must be carried forward as a balance on that fund.

2 INVESTMENT INCOME

3

Dividends – UK equities, including unit trusts & OEICS
Interest – UK fixed interest securities, including unit trusts
Property income payments
FIXED ASSET INVESTMENTS

Market value at 5 April 2022
Purchases
Proceeds
Equalisation/capital repayments
Gain/(loss)
Market value at 5 April 2023
Cash balances
Total under management at 5 April 2023
Cost of listed investments at 5 April 2023
Investments at market value comprised:
UK equities, including unit trusts & OEICS
UK fixed interest securities including unit trusts
Market value at 5 April 2023
£4,582,776

All investment assets are held in the UK. There are no investments in individual entities held at 5 April 2023 which are considered by the Trustees to be material (over 5% of portfolio by value).

The trustees do not actively fundraise and therefore rely on the income earned from these investments to enable them to continue their philanthropic work. They are also able to distribute capital.

STATEMENT 4 PAGE 3

DUMBRECK CHARITY

NOTES TO THE ACCOUNTS FOR THE YEAR ENDED 5 APRIL 2023 (CONTINUED)

4 BANK ACCOUNTS

Balances held at 5 April 2023 were as follows:
Lloyds
EFG Harris Allday account
2023
2022
171,616
129,113
7,015
8,167
£178,631
£137,280

5 CREDITORS: Amounts falling due within one year

PS Accounting
Stanley Yule
2023
4,800
1,200
£6,000
2022
4,250
1,080
£5,330

6 RELATED PARTY TRANSACTIONS

None of the trustees were paid any remuneration or reimbursed any expenses during the year.

During the year grants were made to a number of organisations with which one or more of the trustees of the Dumbreck Charity were associated as follows:

City of Birmingham Choir (HB Carslake) - £1,000 Halford Village Hall (Mrs JE Melling) - £5,000