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2022-04-05-accounts

Charity number: 225491

THE SPEARS-STUTZ CHARITABLE TRUST

UNAUDITED

TRUSTEES' REPORT AND FINANCIAL STATEMENTS

FOR THE YEAR ENDED 5 APRIL 2022

THE SPEARS-STUTZ CHARITABLE TRUST

CONTENTS

Page
Reference and administrative details of the Charity, its Trustees and advisers 1
Trustees' report 2 - 4
Independent examiner's report 5
Statement of financial activities 6
Balance sheet 7
Notes to the financial statements 8 - 13

THE SPEARS-STUTZ CHARITABLE TRUST

REFERENCE AND ADMINISTRATIVE DETAILS OF THE CHARITY, ITS TRUSTEES AND ADVISERS FOR THE YEAR ENDED 5 APRIL 2022

Trustees C H Cooper
E A Stutz
Charity registered
number
225491
Principal office
20 Old Bailey
London
EC4M 7AN
Independent examiner
David Pumfrey FCA
Simmons Gainsford LLP
Chartered Accountants
14th Floor
33 Cavendish Square
London
W1G 0PW
Bankers
Coutts & Co
1 Cadogan Place
London
SW1X 9PX
Solicitors
Withers LLP
20 Old Bailey
London
EC4M 7AN

Page 1

THE SPEARS-STUTZ CHARITABLE TRUST

TRUSTEES' REPORT FOR THE YEAR ENDED 5 APRIL 2022

The Trustees present their annual report together with the financial statements of the The Spears-Stutz Charitable Trust for the year 6 April 2021 to 5 April 2022.

Objectives and activities

a. Policies and objectives

The trust has general charitable purposes as the Trustees select and these are met by the making of charitable donations to other Charities.

Investment decisions were made unanimously by both Trustees through consultation.

There have been no changes in the policies or objects of the Trust during the year.

In setting objectives and planning for activities, the Trustees have given due consideration to general guidance published by the Charity Commission relating to public benefit, including the guidance 'Public benefit: running a charity (PB2)'.

Achievements and performance

a. Main achievements of the Charity

During the year, the Trust earned investment income of £124,468 (2021: £111,751). The Trust also realised gains on the sale of investments of £26,533 (2021: £207,051) and had unrealised gains on investments of £462,482 (2021: £567,155).

During the year, as part of its charitable activities, the Trust made charitable donations of £120,696 (2021: £nil).

At the year end the Trust had approximately 92% (2021: 82%) of its total funds invested (market value) in equities, Government securities and unit trusts, under the management of Rathbones, with the remainder held in cash deposits. These funds are invested in a medium risk strategy. At the year end, the Trust had unrestricted reserves of £7,316,636 (2021: £6,887,374).

Given that all of the Trust's income is derived from investment income, which is dependent upon having significant levels of investments, the trustees feel that this level of reserve is necessary in order to safeguard the Trusts continued operations for the foreseeable future.

The Trust's reserve is a general purpose fund held for the long term commitments and obligations of the Trust to be used when donations paid out exceed incoming resources.

Page 2

THE SPEARS-STUTZ CHARITABLE TRUST

TRUSTEES' REPORT (CONTINUED) FOR THE YEAR ENDED 5 APRIL 2022

Financial review

a. Going concern

After making appropriate enquiries, the Trustees have a reasonable expectation that the Charity has adequate resources to continue in operational existence for the foreseeable future. For this reason, they continue to adopt the going concern basis in preparing the financial statements. Further details regarding the adoption of the going concern basis can be found in the accounting policies.

b. Reserves policy

It is the policy of the trust that liquid assets should be maintained at a level equivalent to between three and six month’s expenditure. The trustees consider that liquid funds at this level will ensure that, in the event of a significant drop in income, they will be able to continue the Trust's current activities while consideration is given to ways in which additional funds may be raised. This level of funds has been maintained throughout the year.

Structure, governance and management

a. Constitution

The Spears-Stutz Charitable Trust is a registered charity, number 225491, and is constituted under a Trust deed. It's address is 20 Old Bailey, London, EC4M 7AN.

The trustees who served during the year were:

C H Cooper E A Stutz

b. Methods of appointment or election of Trustees

The management of the Charity is the responsibility of the Trustees who are elected and co-opted under the terms of the Trust deed.

The statutory power of appointing new or additional Trustees is vested in the current Trustees.

c. Organisational structure and decision-making policies

The trustees have assessed the major risks to which the settlement is exposed and are satisfied that systems are in place to mitigate exposure to the major risks.

d. Related party relationships

There are no related parties other than the Trustees of the Charity.

Page 3

THE SPEARS-STUTZ CHARITABLE TRUST

TRUSTEES' REPORT (CONTINUED) FOR THE YEAR ENDED 5 APRIL 2022

Statement of Trustees' responsibilities

The Trustees are responsible for preparing the Trustees' report and the financial statements in accordance with applicable law and United Kingdom Accounting Standards (United Kingdom Generally Accepted Accounting Practice).

The law applicable to charities in England & Wales requires the Trustees to prepare financial statements for each financial year which give a true and fair view of the state of affairs of the Charity and of its incoming resources and application of resources, including its income and expenditure, for that period. In preparing these financial statements, the Trustees are required to:

The Trustees are responsible for keeping adequate accounting records that are sufficient to show and explain the Charity's transactions and disclose with reasonable accuracy at any time the financial position of the Charity and enable them to ensure that the financial statements comply with the Charities Act 2011, the Charity (Accounts and Reports) Regulations 2008 and the provisions of the Trust deed. They are also responsible for safeguarding the assets of the Charity and hence for taking reasonable steps for the prevention and detection of fraud and other irregularities.

Approved by order of the members of the board of Trustees and signed on their behalf by:

C H Cooper

E A Stutz

Date: 26 January 2023

Page 4

THE SPEARS-STUTZ CHARITABLE TRUST

INDEPENDENT EXAMINER'S REPORT FOR THE YEAR ENDED 5 APRIL 2022

Independent examiner's report to the Trustees of The Spears-Stutz Charitable Trust ('the Charity')

I report to the charity Trustees on my examination of the accounts of the Charity for the year ended 5 April 2022.

Responsibilities and basis of report

As the Trustees of the Charity you are responsible for the preparation of the accounts in accordance with the requirements of the Charities Act 2011 ('the 2011 Act').

I report in respect of my examination of the Charity's accounts carried out under section 145 of the 2011 Act and in carrying out my examination I have followed the applicable Directions given by the Charity Commission under section 145(5)(b) of the 2011 Act.

Independent examiner's statement

Your attention is drawn to the fact that the Charity has prepared the accounts in accordance with Accounting and Reporting by Charities: Statement of Recommended Practice applicable to charities preparing their accounts in accordance with the Financial Reporting Standard applicable in the UK and Republic of Ireland (FRS 102) in preference to the Accounting and Reporting by Charities: Statement of Recommended Practice issued on 1 April 2005 which is referred to in the extant regulations but has been withdrawn.

I understand that this has been done in order for the accounts to provide a true and fair view in accordance with the Generally Accepted Accounting Practice effective for reporting periods beginning on or after 1 January 2015.

I have completed my examination. I confirm that no matters have come to my attention in connection with the examination giving me cause to believe that in any material respect:

  1. accounting records were not kept in respect of the Charity as required by section 130 of the 2011 Act; or

  2. the accounts do not accord with those records; or

  3. the accounts do not comply with the applicable requirements concerning the form and content of accounts set out in the Charities (Accounts and Reports) Regulations 2008 other than any requirement that the accounts give a 'true and fair' view which is not a matter considered as part of an independent examination.

I have no concerns and have come across no other matters in connection with the examination to which attention should be drawn in this report in order to enable a proper understanding of the accounts to be reached.

Signed: David Pumfrey FCA

Dated: 26 January 2023

Simmons Gainsford LLP

Chartered Accountants 14th Floor 33 Cavendish Square London W1G 0PW

Page 5

THE SPEARS-STUTZ CHARITABLE TRUST

STATEMENT OF FINANCIAL ACTIVITIES FOR THE YEAR ENDED 5 APRIL 2022

Note
Income from:
Other activities
3
Investments
4
Total income
Expenditure on:
Raising funds
5
Charitable activities
6
Total expenditure
Net (expenditure)/income before net gains on
investments
Net gains on investments
Net movement in funds before other recognised
gains
Other recognised gains:
Gains on revaluation of investments
9
Net movement in funds
Reconciliation of funds:
Total funds brought forward
Net movement in funds
Total funds carried forward
Unrestricted
funds
2022
£
-
124,468
124,468
40,694
143,527
184,221
(59,753)
26,533
(33,220)
462,482
429,262
6,887,374
429,262
7,316,636
Total
funds
2022
£
-
124,468
124,468
40,694
143,527
184,221
(59,753)
26,533
(33,220)
462,482
429,262
6,887,374
429,262
7,316,636
Total
funds
2021
£
522,465
111,751
634,216
17,898
49,163
67,061
567,155
207,051
774,206
588,457
1,362,663
5,524,711
1,362,663
6,887,374

The Statement of financial activities includes all gains and losses recognised in the year.

The notes on pages 8 to 13 form part of these financial statements.

Page 6

THE SPEARS-STUTZ CHARITABLE TRUST

BALANCE SHEET AS AT 5 APRIL 2022

Note
Fixed assets
Investments
9
Current assets
Cash at bank and in hand
Creditors: amounts falling due within one
year
10
Net current assets
Total net assets
Charity funds
Unrestricted funds
11
Total funds
559,923
559,923
(26,471)
2022
£
6,783,184
6,783,184
533,452
7,316,636
7,316,636
7,316,636
1,296,556
1,296,556
(34,230)
2021
£
5,625,048
5,625,048
1,262,326
6,887,374
6,887,374
6,887,374

The financial statements were approved and authorised for issue by the Trustees and signed on their behalf by:

C H Cooper

E A Stutz

Date: 26 January 2023

The notes on pages 8 to 13 form part of these financial statements.

Page 7

THE SPEARS-STUTZ CHARITABLE TRUST

NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 5 APRIL 2022

1. General information

The Spears-Stutz Charitable Trust is a registered charity, number 225491, and is constituted under a Trust deed. Its address is 20 Old Bailey, London, EC4M 7AN.

2. Accounting policies

2.1 Basis of preparation of financial statements

The financial statements have been prepared in accordance with the Charities SORP (FRS 102) - Accounting and Reporting by Charities: Statement of Recommended Practice applicable to charities preparing their accounts in accordance with the Financial Reporting Standard applicable in the UK and Republic of Ireland (FRS 102) (effective 1 January 2019), the Financial Reporting Standard applicable in the UK and Republic of Ireland (FRS 102) and the Charities Act 2011.

The financial statements have been prepared to give a 'true and fair' view and have departed from the Charities (Accounts and Reports) Regulations 2008 only to the extent required to provide a 'true and fair' view. This departure has involved following the Charities SORP (FRS 102) published in October 2019 rather than the Accounting and Reporting by Charities: Statement of Recommended Practice effective from 1 April 2005 which has since been withdrawn.

The Spears-Stutz Charitable Trust meets the definition of a public benefit entity under FRS 102. Assets and liabilities are initially recognised at historical cost or transaction value unless otherwise stated in the relevant accounting policy.

2.2 Fund accounting

General funds are unrestricted funds which are available for use at the discretion of the Trustees in furtherance of the general objectives of the Charity and which have not been designated for other purposes.

Investment income, gains and losses are allocated to the appropriate fund.

2.3 Income

All income is recognised once the Charity has entitlement to the income, it is probable that the income will be received and the amount of income receivable can be measured reliably.

2.4 Expenditure

Expenditure is recognised once there is a legal or constructive obligation to transfer economic benefit to a third party, it is probable that a transfer of economic benefits will be required in settlement and the amount of the obligation can be measured reliably. Expenditure is classified by activity. The costs of each activity are made up of the total of direct costs and shared costs, including support costs involved in undertaking each activity. Direct costs attributable to a single activity are allocated directly to that activity. Shared costs which contribute to more than one activity and support costs which are not attributable to a single activity are apportioned between those activities on a basis consistent with the use of resources. Central staff costs are allocated on the basis of time spent, and depreciation charges allocated on the portion of the asset’s use.

Expenditure on raising funds includes all expenditure incurred by the Charity to raise funds for its charitable purposes and includes costs of all fundraising activities events and non-charitable trading.

Page 8

THE SPEARS-STUTZ CHARITABLE TRUST

NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 5 APRIL 2022

2. Accounting policies (continued)

2.4 Expenditure (continued)

Expenditure on charitable activities is incurred on directly undertaking the activities which further the Charity's objectives, as well as any associated support costs.

All expenditure is inclusive of irrecoverable VAT.

2.5 Investments

Fixed asset investments are a form of financial instrument and are initially recognised at their transaction cost and subsequently measured at fair value at the Balance sheet date, unless the value cannot be measured reliably in which case it is measured at cost less impairment. Investment gains and losses, whether realised or unrealised, are combined and presented as ‘Gains/(Losses) on investments’ in the Statement of financial activities.

2.6 Interest receivable

Interest on funds held on deposit is included when receivable and the amount can be measured reliably by the Charity; this is normally upon notification of the interest paid or payable by the institution with whom the funds are deposited.

2.7 Cash at bank and in hand

Cash at bank and in hand includes cash and short-term highly liquid investments with a short maturity of three months or less from the date of acquisition or opening of the deposit or similar account.

2.8 Liabilities

Liabilities are recognised when there is an obligation at the Balance sheet date as a result of a past event, it is probable that a transfer of economic benefit will be required in settlement, and the amount of the settlement can be estimated reliably.

Liabilities are recognised at the amount that the Charity anticipates it will pay to settle the debt or the amount it has received as advanced payments for the goods or services it must provide.

2.9 Financial instruments

The Charity only has financial assets and financial liabilities of a kind that qualify as basic financial instruments. Basic financial instruments are initially recognised at transaction value and subsequently measured at their settlement value with the exception of bank loans which are subsequently measured at amortised cost using the effective interest method.

2.10 Charitable Donations

Charitable donations are accounted for when paid.

Page 9

THE SPEARS-STUTZ CHARITABLE TRUST

NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 5 APRIL 2022

3. Income from other activities

Unrestricted
funds
2022
£
Settlement Receipt
-
Investment income
Unrestricted
funds
2022
£
Income from listed investments
118,927
Bank interest receivable
5,541
124,468
Expenditure on raising funds
Unrestricted
funds
2022
£
Investment management fees
40,694
Total
funds
2022
£
-
Total
funds
2022
£
118,927
5,541
124,468
Total
funds
2022
£
40,694
Total
funds
2021
£
522,465
Total
funds
2021
£
105,885
5,866
111,751
Total
funds
2021
£
17,898

4. Investment income

5. Expenditure on raising funds

Page 10

THE SPEARS-STUTZ CHARITABLE TRUST

NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 5 APRIL 2022

6. Analysis of charitable activities

Donations to other charities
Analysis of support costs
Legal & Professional Fees
Bank charges
Independent examiner's fees
Auditor's fees
Analysis of Donations
Camfed International
Nashulai Maasai Conservancy
Save the Elephants
La Paz de Dios
One Goal
The Afghan Children Trust
Other donations <£5,000
Direct costs
2022
£
120,696
Support
costs
2022
£
22,831
Activities
2022
£
20,555
276
2,000
-
22,831
Total
funds
2022
£
143,527
Total
funds
2022
£
20,555
276
2,000
-
22,831
2022
£
25,000
25,000
18,500
15,000
19,500
10,000
7,696
120,696
Total
funds
2021
£
49,163
Total
funds
2021
£
45,003
160
-
4,000
49,163
2021
£
-
-
-
-
-
-
-
-

Page 11

THE SPEARS-STUTZ CHARITABLE TRUST

NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 5 APRIL 2022

7. Independent examiner's remuneration

2022 2021
£ £
Fees payable to the Charity's independent examiner for the independent
examination of the Charity's annual accounts 2,000 -

8. Trustees' remuneration and expenses

During the year, no Trustees received any remuneration (2021 - £NIL), other benefits (2021 - £NIL) or reimbursement of expenses (2021 - £NIL).

9. Fixed asset investments

Cost or valuation
At 6 April 2021
Additions
Disposals
Revaluations
At 5 April 2022
Net book value
At 5 April 2022
At 5 April 2021
Listed
investments
£
5,625,048
1,050,478
(354,824
462,482
6,783,184
6,783,184
5,625,048

10. Creditors: Amounts falling due within one year

Trade creditors
Accruals and deferred income
2022
£
10,061
16,410
26,471
2021
£
4,780
29,450
34,230

Page 12

THE SPEARS-STUTZ CHARITABLE TRUST

NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 5 APRIL 2022

11. Statement of funds

Statement of funds - current year

Balance at 6 Gains/ Balance at 5
April 2021 Income Expenditure (Losses) April 2022
£ £ £ £ £
Unrestricted funds
General funds 6,887,374 124,468 (184,221) 489,015 7,316,636
Statement of funds - prior year
Balance at Gains/ Balance at
6 April 2020 Income Expenditure (Losses) 5 April 2021
£ £ £ £ £
Unrestricted funds
General funds 5,524,711 634,216 (67,061) 795,508 6,887,374

12. Analysis of net assets between funds Analysis of net assets between funds - current year

Unrestricted
funds
2022
£
Fixed asset investments
6,783,184
Current assets
559,923
Creditors due within one year
(26,471)
Total
7,316,636
Analysis of net assets between funds - prior year
Unrestricted
funds
2021
£
Fixed asset investments
5,625,048
Current assets
1,296,556
Creditors due within one year
(34,230)
Total
6,887,374
Total
funds
2022
£
6,783,184
559,923
(26,471)
7,316,636
Total
funds
2021
£
5,625,048
1,296,556
(34,230)
6,887,374

Page 13