**Investment Managers' Charitable Trust 1185382 Receipts and payments accounts For the period** Period start date Period end date **To from** 01/10/2019 30/09/2020 ## **CC16a** ## **Section A Receipts and payments** ||**Unrestricted**
**funds**||**Restricted**
**funds**|||**Endowment**
**funds**|**Endowment**
**funds**||**Total funds**||**Last year**|| |---|---|---|---|---|---|---|---|---|---|---|---|---| ||**to the nearest**
**£**||**to the nearest**|**£**||**to the nearest**|**£**||**to the nearest £**||**to the nearest**|**£**| |**A1 Receipts**||||||||||||| |Corporate Donations|**5,000**|||**-**|||**-**||**5,000**|||**-**| |CAF Cheques|**1,250**|||**-**|||**-**||**1,250**|||**-**| |individual Donations|**10,090**|||**-**|||**-**||**10,090**|||**-**| ||**-**|||**-**|||**-**||**-**|||**-**| ||**-**|||**-**|||**-**||**-**|||**-**| ||**-**|||**-**|||**-**||**-**|||**-**| ||**-**|||**-**|||**-**||**-**|||**-**| ||**-**|||**-**|||**-**||**-**|||**-**| |**_Sub total_**_(Gross income for_
_AR)_|**16,340**|||**-**|||**-**||**16,340**|||**-**| |||||||||||||| |**A1 Receipts**|**Unrestricted**
**funds**
**to the nearest**
**£**
**5,000**
**1,250**
**10,090**
**-**
**-**
**-**
**-**
**-**
**16,340**|**Restricted**
**funds**
**to the nearest £**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**|**Endowment**
**funds**
**to the nearest £**|**Total funds**
**to the nearest £**
**5,000**
**1,250**
**10,090**
**-**
**-**
**-**
**-**
**-**
**16,340**|**Total funds**
**to the nearest £**
**5,000**
**1,250**
**10,090**
**-**
**-**
**-**
**-**
**-**
**16,340**|**Last year**
**to the nearest £**| |---|---|---|---|---|---|---| |Corporate Donations|**5,000**|**-**|**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**|**5,000**||**-**| |CAF Cheques|**1,250**|**-**||**1,250**||**-**| |individual Donations|**10,090**|**-**||**10,090**||**-**| ||**-**|**-**||**-**||**-**| ||**-**|**-**||**-**||**-**| ||**-**|**-**||**-**||**-**| ||**-**|**-**||**-**||**-**| ||**-**|**-**||**-**||**-**| |**_Sub total_**_(Gross income for_
_AR)_|**16,340**|**-**||**16,340**||**-**| |**A2 Asset and investment sales,**
**(see table).**|**-**
**-**
**-**
**16,340**
**4,680**
**280**
**190**
**-**
**-**
**-**
**-**
**-**
**-**
**5,150**
**-**
**-**
**-**
**5,150**
**11,190**
**-**
**-**
**11,190**|**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**||**-**
**-**
**-**
**16,340**
**4,680**
**280**
**190**
**-**
**-**
**-**
**-**
**-**
**-**
**5,150**
**-**
**-**
**-**
**5,150**

**11,190**||| ||**-**||**-**
**-**
**-**|**-**||| ||**-**|||**-**||**-**| |**_Sub total_**|**-**|||**-**||**-**| |**_Total receipts_**
**A3 Payments**||||||| ||||**-**|**16,340**||**-**| |||||||| |Solicitors|**4,680**||**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**|**4,680**||**-**| |Domain Registration|**280**|||**280**||**-**| |Insurance|**190**|||**190**||**-**| ||**-**|||**-**||**-**| ||**-**|||**-**||**-**| ||**-**|||**-**||**-**| ||**-**|||**-**||**-**| ||**-**|||**-**||**-**| ||**-**|||**-**||**-**| |**_Sub total_ **|**5,150**|||**5,150**||**-**| |||||||| |**A4 Asset and investment**
**purchases, (see table)**||||||| ||**-**||**-**
**-**
**-**|**-**||| ||**-**|||**-**||| |**_Sub total_ **|**-**|||**-**||**-**| |**_Total payments_**
**_Net of receipts/(payments)_**
**A5 Transfers between funds**
**A6 Cash funds last year end**
**_Cash funds this year end_**||||||| ||||**-**|**5,150**||**-**| |||||||| ||**11,190**|**-**|**-**|
**11,190**||**-**| ||**-**|**-**|**-**
**-**|**-**||**-**| ||**-**|**-**||**-**||**-**| ||**11,190**|**-**|**-**|**11,190**||**-**| CCXX R1 accounts (SS) 18/02/2021 1 ## **Section B Statement of assets and liabilities at the end of the period** |**Categories**
Signed by one or two trustees on
behalf of all the trustees
**B1 Cash funds**
**B2 Other monetary assets**
**B4 Assets retained for the**
**charity’s own use**
**B5 Liabilities**
**B3 Investment assets**|Signature
**Details**
**Details**
Cash at Bank
**Details**
**Details**
**_Total cash funds_**
(agree balances with receipts and payments
account(s))
**Details**|**Unrestricted**
**funds**
**Restricted**
**funds**
**to nearest £**
**to nearest £**
**11,190**
**-**
**-**
**-**
**-**
**-**
**11,190**
**-**
OK
OK
**Unrestricted**
**funds**
**Restricted**
**funds**
**to nearest £**
**to nearest £**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**Fund to which**
**asset belongs**
**Cost (optional)**
**-**
**-**
**-**
**-**
**-**
**Fund to which**
**asset belongs**
**Cost (optional)**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**-**
**Fund to which**
**liability relates**
**Amount due**
**(optional)**
**-**
**-**
**-**
**-**
**-**
Print Name|**Endowment**
**funds**
**to nearest £**| |---|---|---|---| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||OK| ||||**Endowment**
**funds**
**to nearest £**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**Current value**
**(optional)**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**Current value**
**(optional)**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**-**| ||||**When due**
**(optional)**| ||||| ||||| ||||| ||||| ||||| ||||| ||||Date of
approval| ||||| ||||| CCXX R2 accounts (SS) 18/02/2021 2 **Trustees' Annual Report for the period** 01 October 2019 30 September 2020 Day Month Year Day Month Year **From** **To** ## Section A Reference and administration details **Charity name Other names charity is known by Registered charity number (if any)** 1185382 Investment Managers’ Charitable Trust > **Charity's principal address** 29 Langford Crescent Cockfosters BARNET London > **Postcode EN4 9EG** **Names of the charity trustees who manage the charity** |1
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5
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7
8
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20|**Trustee name**|**Office (if any)**|**Dates acted if not for whole**
**year**|**Name of person (or body) entitled**
**to appoint trustee(if any)**| |---|---|---|---|---| ||Mark Henderson|Chairman||| ||Celia Soares|Secretary||| ||Virginia Slater|Trustee|Since 17/12/2019|| ||Robert Hughes-
Penney|Trustee|Until 18/07/2020|Ex Officio Master of Guild of
Investment Managers(GIM)| ||Eoin Murray|Trustee|Since 13/09/2020|Ex Officio Master of GIM| ||Alistair Galloway|Trustee|Until 29/09/2020|| ||Andrew Bell|Trustee||| ||Chris Robinson|Trustee||| ||Melissa Longley|Trustee||| |||||| |||||| |||||| |||||| |||||| |||||| |||||| |||||| |||||| |||||| |||||| **Names of the trustees for the charity, if any, (for example, any custodian trustees)** **Name Dates acted if not for whole year** **TAR** March **2012** 1 ## **Names and addresses of advisers (Optional information)** **Type of adviser Name Address Solicitor** BDB Pitman LLP 1, Bartholomew Close, London EC1A 7BL ## **Name of chief executive or names of senior staff members (Optional information)** ## **Section B Structure, governance and management** ## **Description of the charity’s trusts** Constitution Document Type of governing document (eg. trust deed, constitution) Charitable Incorporated Organisation How the charity is constituted (eg. trust, association, company) One ex officio, the others by election Trustee selection methods - (eg. appointed by, elected by) ## **Additional governance issues (Optional information)** You **may choose** to include additional information, where relevant, about: - policies and procedures adopted for the induction and training of trustees; - the charity’s organisational structure and any wider network with which the charity works; - relationship with any related parties; - trustees’ consideration of major risks and the system and procedures to manage them. ## **Section C Objectives and activities** **TAR** March **2012** 2 THE OBJECTS OF THE CIO ARE: A) THE ADVANCEMENT OF EDUCATION OF THE PUBLIC IN THE KNOWLEDGE AND UNDERSTANDING FOR THE PUBLIC BENEFIT OF INVESTMENT MANAGEMENT, THE ROLE OF INVESTMENT MANAGERS AND **Summary of the objects of the** RELATED ASPECTS OF PERSONAL FINANCE; B) FOR THE BENEFIT OF SUCH **charity set out in its** CHARITABLE INSTITUTIONS RECOGNISED AS CHARITABLE UNDER ENGLISH LAW WHICH ARE CONNECTED WITH THE CITY OF LONDON, INCLUDING ANY **governing document** CHARITIES NOMINATED BY THE LORD MAYOR OF LONDON; AND C) SUCH FURTHER CHARITABLE PURPOSES AS ARE CHARITABLE UNDER ENGLISH LAW FOR THE PUBLIC BENEFIT, AS THE TRUSTEES SEE FIT FROM TIME TO TIME. The Trustees have regard to the guidance issued by the Charity Commission on public benefit. This is the charity’s first year and it started with no assets. No charitable disbursements were made during the year. The Trustees attracted modest donations and spent the year preparing its website, opening a bank account, registering with HMRC for Gift Aid and designing a logo. Policy Documents covering, Conflict of Interest, a register of interests, the role of the Chairman, the role of the Secretary, Trustee Recruitment and Induction Policy, Grant Making Policy and Fundraising Policy were written and approved. A Minor Protection Policy was also drafted. **Summary of the main activities undertaken for the public benefit in relation to these objects (include within this section the statutory declaration that trustees have had regard to the guidance issued by the Charity Commission on public benefit)** ## **Additional details of objectives and activities (Optional information)** **TAR** March **2012** 3 You **may choose** to include further statements, where relevant, about: - policy on grantmaking; - policy programme related investment; - contribution made by volunteers. ## Section D Achievements and erformance p **TAR** March **2012** 4 ## Section D Achievements and erformance p A total of £16,340 was raised and the set up costs were settled. **Summary of the main achievements of the charity during the year** **TAR** March **2012** 5 ## **Section E Financial review** **Brief statement of the** **charity’s policy on reserves** As this is the first year after the charity’s establishment, the limited funds raised, net of initial expenses, are being held on deposit pending future decisions on grants. A more formal policy on Reserves will be agreed in the coming year. **Details of any funds materially in deficit** ## **Further financial review details (Optional information)** Our current policy is to retain the charity’s assets in cash in a bank You **may choose** to include account. additional information, where relevant about: - the charity’s principal sources of funds (including any fundraising); - how expenditure has supported the key objectives of the charity; - investment policy and objectives including any ethical investment policy adopted. ## **Section F Other optional information** Gift Aid on eligible donations not yet received ## **Section G Declaration** **The trustees declare that they have approved the trustees’ report above.** **Signed on behalf of the charity’s trustees** ## **Signature(s)** **Full name(s)** Mark Ian Hendersom **Position (eg Secretary, Chair,** Chairman **etc) Date** 19th January 2021 **TAR** March **2012** 6