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2024-03-31-accounts

Trustees’ Annual Report for the period

From 1 April 2023 Period start date To 31 March 2024 Period end date

Charity name: Archives West Midlands

Charity registration number: 1168386

Objectives and Activities

SORP reference
Summary of the purposes of
the charity as set out in its
governing document
Para 1.17 The objects of Archives West Midlands are to
advance education for the public benefit by
supporting the collection, storage, preservation
of and access to archival materials relating to
the West Midlands region and to support work
that increases the public understanding and
appreciation of the people, places and events
that have shaped the region
Summary of the main
activities in relation to those
purposes for the public
benefit, in particular, the
activities, projects or
services identified in the
~~accounts~~
Para 1.17 and
1.19
AWM has created an Equality, Diversity,
Inclusion and Belonging self-assessment
tool as a follow-up to its No Barriers project.
The tool is available free to all archives.
AWM ran two workshops on the tool.
~~accounts~~
Statement confirming
whether the trustees have
had regard to the guidance
issued by the Charity
Commission on public
~~benefit~~
Para 1.18

Additional information (optional)

You may choose to include further statements where relevant about:

SORP reference
Para 1.38
Policy on grant making
Para 1.38
Policy on social investment
including program related
investment

Para 1.38 Contribution made by volunteers Other

Achievements and Performance

SORP reference
Summary of the main
achievements of the charity,
identifying the difference the
charity’s work has made to
the circumstances of its
beneficiaries and any wider
benefits to society as a
whole.
Para 1.20
Con$nued to celebrate the region’s
archives and their importance as
irreplaceable cultural assets which
tell the story of the West Midlands

Maintained our support for
member services as the world
embraces new ways of delivering
services following the pandemic

Inducted a new trustee and begun
planning for the departure of our
three infuen$al founding trustees

Maintained momentum with the
Digital Progress Programme with
events and discussion opportuni$es

Launched the EDIB-SAT to very
posi$ve feedback and with record
aHendance from across the sector

Begun to share responsibili$es for
diferent aspects of AWM’s work
among our trustees, drawing on
their valuable skills and experience

Delivered a total of 6 workshops
and events on topics ranging from
digital records to community
archives and inclusion

Maintained a strong website and
social media presence, sharing the
success stories of our members and
showcasing the work of our
network

Additional information (optional)

You may choose to include further statements where relevant about:

Achievements against
objectives set
Para 1.41
Performance of fundraising
activities against objectives
set
Para 1.41
Investment performance
against objectives
Para 1.41
Other

Financial Review

Financial Review
Review of the charity’s
financial position at the end
of the period
Para 1.21 Total receipts for the year were £9446.86
and total payments were £4572.37. The
No Barriers project was accounted for
separately and there was an additional
cost to AWM of £1977.42 to cover the
creation of the EDIB Self Assessment
Test document. An agreed £10,000.00
has been set aside for the Beyond the
Barriers project which has also been
accounted for separately. The bank
balance at 31 March 2024 was
£14294.27.
Statement explaining the
policy for holding reserves
stating why they are held
Para 1.22 AWM’s annual spend on overheads is
approximately £3.2K per annum and the
income from current subscriptions is £9K.
A reserve of £3.5K representing almost
49% of the annual operating budget is
suggested.
Amount of reserves held Para 1.22 £3500.00
Reasons for holding zero
reserves
Para 1.22
Details of fund materially in
deficit
Para 1.24
Explanation of any
uncertainties about the
charity continuing as a going
concern
Para 1.23

Additional information (optional)

You may choose to include further statements where relevant about:

Members’ subscriptions. The charity’s principal sources of funds (including Para 1.47 any fundraising) Investment policy and objectives including any Para 1.46 social investment policy adopted

A description of the principal
risks facing the charity
Para 1.46
The standing down of three founding
Trustees who have reached the
maximum term of office of nine years.
[Trustee recruitment campaign
successfully completed at AGM in
September 2024]
Reduction in membership levels and
associated subscription levels.
Membership levels remain steady and
~~no significant reduction is anticipated~~
Other

Structure, Governance and Management

Description of charity’s
~~trusts:~~
Type of governing document
(trust deed, royal charter)

Para 1.25
Constitution
How is the charity
constituted?
(e.g unincorporated
association, CIO)
Para 1.25 CIO
Trustee selection methods
including details of any
constitutional provisions e.g.
election to post or name of
any person or body entitled
to appoint one or more
trustees
Para 1.25 Trustee posts are advertised on the
website and specify an interest in
archives or experience of archives.
Candidates are invited to submit their
CV and a email to the Chair. An online
interview is conducted by the chair and/
or other officers and trustees. The
prospective trustee is invited to attend a
trustee meeting before committing. A
vote is taken at either a Trustee meeting
or the AGM.

Additional information (optional)

You may choose to include further statements where relevant about:

Policies and procedures
adopted for the induction
and training of trustees
Para 1.51 A job description sheet. Short online
induction meeting with the Secretary.
The charity’s organisational
structure and any wider
network with which the
charity works
Para 1.51 A board of 12 Trustees who stand for 3
year periods, maximum of 9 consecutive
years who report to the subscription
members via the Annual General
Meeting.
Relationship with any
related parties
Para 1.51 The National Archives is the sector lead for
archives and has an observer who attends
Board meetings. The professional body for
archivists, the Archives and Records
Association also has an observer on the board,
as does the Information and Records
Management Society.
Other

Reference and Administrative details

Charity name
Archives West Midlands
Other name the charity uses
AWM
Registered charity number
1168386
Charity’s principal address
Warwickshire County Record Offce Priory Park
Cape Road Warwick CV34 4JS

Names of the charity trustees who manage the charity

Trustee name Office (if any) Dates acted if not for
whole year
Name of person (or body)
entitled to appoint trustee
(if any)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Caroline
Sampson
Chair
Richard Lewis Secretary
Mary
McKenzie
Treasurer
Janene Cox
Carys Fyson
Rob Dakin
Pedro
Cravinho
Elizabeth-
Oxborrow-
Cowan
Justine Pick
Joanna Terry
Clare Watson
Eleanor Cook 15/1/24-31/3/24 Trustees of AWM

Corporate trustees – names of the directors at the date the report was approved

Director name

Name of trustees holding title to property belonging to the charity

Trustee name Dates acted if not for whole year

Funds held as custodian trustees on behalf of others

Description of the assets held in this capacity

Name and objects of the charity on whose behalf the assets are held and how this falls within the custodian charity’s objects

Details of arrangements for safe custody and segregation of such assets from the charity’s own assets

Additional information (optional)

Names and addresses of advisers (Optional information)

Type of Name Address adviser

Name of chief executive or names of senior staff members (Optional ~~information)~~

Exemptions from disclosure

Reason for non-disclosure of key personnel details

No employees.

Other optional information

Declarations

The trustees declare that they have approved the trustees’ report above.

Signed on behalf of the charity’s trustees

Signature(s)

Full name(s) Caroline Sampson ~~ee ee~~

Position (eg Chair Secretary, Chair, etc) Date 7 November 2024 ~~|~~

ARCHIVES WEST MIDLANDS

RECEIPTS/PAYMENTS ACCOUNT FOR YEAR TO 31 March 2024

RECEIPTS: 2022/23 2023/24
Subscriptions 9,000.00 8,500.00
Training fees 696.86
Sponsorship 250.00 250.00
TOTAL RECEIPTS: 9,250.00 9,446.86
PAYMENTS:
Annual review 1,093.00 1,383.00
Events and training 4,663.24 1,184.98
Administration 1,459.79 1,392.39
Website 552.00 552.00
Bank charges 60.00 60.00
TOTAL PAYMENTS: 7,828.03 4,572.37
Income less Expenditure in Year 1,421.97 4,874.49
No Barriers project
Grant utilised 5,265.00
Additional funding 722.58
Payments in year (6,635.55) (2,700.00)
Cost to AWM 972.69 (1,977.42)
Receipts Less Payments 448.78 2,897.07
Balance Brought Forward 20,948.42 21,397.20
Balance Carried Forward 21,397.20 24,294.27
HSBC
Unrestricted Funds 21,397.20 14,294.27
Restricted Funds 10,000.00
21,397.20 24,294.27

During the Year £10,000 was committed to Beyond the Barriers Project and moved to Restricted Funds

Accounts prepared by: Mary McKenzie Date
11 May 2024
Independent Review Susan Tarr Date
Examined and Certified Correct Examined and Certified Correct
Suenlace 14 May 2024