| Investment Type | Percentage |
|---|---|
| Equities | 53% |
| Bonds | 33% |
| Alternatives | 9% |
| Cash | 5% |
| CONTENTS | |
|---|---|
| PAGE | |
| REPORT TO THE TRUSTEES | 1 |
| REPORT OF THE INDEPENDENT EXAMINERS | 2 |
| GENERAL INFORMATION | 3-4 |
| FINANCIAL STATEMENTS | |
| Notes to the Financial Statements | 5 |
| Balance Sheet | 6 |
| Statement of Financial Activities | 7 |
| Capital Account | 8 |
| Income Account | 9 |
| Schedule of Creditors | 10 |
| Schedule of Stocks and Shares | 11-23 |
| 2020 | 2019 | |
|---|---|---|
| Stocks and shares | 2,223,403.35 | 2,303,480.43 |
| Income cash held by Winckworth Sherwood | 8,361.30 | 13,224.99 |
| Float held at HLR Residential Limited | 0.00 | 796.00 |
| Capital Cash held by EFG | 101,811.63 | 88,256.51 |
| Income cash held by EFG | 13,360.28 | 4,926.19 |
| Less:- | ||
| Creditors - per schedule on page 10 | (10,218.31) | (10,273.30) |
| £2,336,718.25 | £2,400,410.82 | |
| This is represented by:- | ||
| CAPITAL ACCOUNT (Page 8) | 2,314,243.38 | 2,368,672.59 |
| INCOME ACCOUNT (Page 9) | 22,474.87 | 31,738.23 |
| £2,336,718.25 | £2,400,410.82 |
| 2020 | 2019 | ||||
|---|---|---|---|---|---|
| Income and Expenditure | Capital | Income | Total Funds | ||
| Incoming resources | |||||
| Investment income | 0.00 | 51,573.43 | 51,573.43 | 51,880.16 | |
| Gross Interest | 0.00 | 39.72 | 39.72 | 50.25 | |
| Other | 0,00 | 0.00 | 0.00 | 0,00 | |
| Rent from Fiat 3, 48 Pimlico Road, London | 0.00 | 0.00 | 0.00 | 9,246.67 | |
| Total incoming resources | 0.00 | 51,613,15 | 51,613,15 | 61,177.08 | |
| Resources used | |||||
| Direct charitable expenditure | |||||
| Grants | 0.00 | 55,000.00 | 55,000.00 | 65,953.00 | |
| Other expenditure | 0.00 | 0.00 | 0.00 | 5,310.84 | |
| Administration costs | 53,017.29 | 5,876,51 | 58,893.80 | 57,814.63 | |
| Total resources used | 53,017.29 | 60,876,51 | 113,893.80 | 129,078.47 | |
| Net incoming/foutgoinql resources | |||||
| for the year | (53,017.29) | (9,263.36) | (62,280.65) | (67,901.39) | |
| Other recognised gains and losses | |||||
| Gains and losses on investments:- | |||||
| Realised | (49,205.21) | 0.00 | (49,205.21) | 338,566.82 | |
| Unrealised | 47,793.29 | 0.00 | 47,793,29 | 74,533,56 | |
| Net movement in funds | (54,429.21) | (9,263.36) | (63,692.57) | 345,198.99 | |
| Balances brought forward at | |||||
| 1st November 2019 | 2,368,672.59 | 31,738.23 | 2,400,410.82 | 2,055,211.83 | |
| Balances carried forward at | |||||
| 31st October 2020 | £2,314,243.38 | £22,474.87 | £2,336,718,25 | £2,400,410.82 |
| 2020 | 2019 | |
|---|---|---|
| Balance brought forward as at 1st November 2019 | 2,368,672.59 | 2,006,786.84 |
| Add:- | ||
| Profit from sale of Flat 3, 48 Pimlico road | 0.00 | 340,541.92 |
| Return of deposit by Landlord Freeholder to Trustees | ||
| as Head Lesees | 0.00 | 4,618.43 |
| Retention balance due from Boddle Hatfield on sale of flat | 0.00 | 6,352.80 |
| Profit on sale of stocks and shares | (56,431.92) | 1,351.62 |
| Revaluation of stocks and shares | 47,793.29 | 74,533.56 |
| FWD: JPY Vs. GBP | 0.00 | (434.68) |
| FWD: USD vs. GBP | 7,226.71 | (13,863.27) |
| 2,367,260.67 | 2,419,887.22 | |
| Less:- | ||
| EFG Bank Charge | 90.00 | 180.00 |
| EFG Management fees | 23,290.04 | 18,315.36 |
| VAT thereon | 4,658.01 | 3,663.08 |
| Fisher Phillips | 4,800.00 | 4,800.00 |
| VAT thereon | 960.00 | 960.00 |
| Legal, accountancy, taxation and | ||
| administration charges and disbursements | 14,691.30 | 16,500.01 |
| VAT thereon | 2,938.25 | 3,300.01 |
| Disbursements | 124.74 | 221.76 |
| VAT theron | 24.95 | 44.35 |
| Newton & Garner independent examination fees (provision) | 1,200.00 | 1,100.00 |
| VAT thereon | 240.00 | 220.00 |
| Boodle Hatfield - License to assign and replies to enquiries | 0.00 | 1,502.50 |
| VAT thereon | 0.00 | 300.50 |
| Council Tax | 0.00 | 107.06 |
| Balance carried forward at 31st October 2020 | £2,314,243.38 | £2,368,672.59 |
| 2020 | 2019 | |
|---|---|---|
| Balance brought forward as at 1st November 2019 | 31,738.23 | 48,424.99 |
| Dividends and interest | 51,573.43 | 51,880.16 |
| Gross interest | 39.72 | 50.25 |
| Rent from Flat 3, 48 Pimilico Road, London, SW1W 8LP | 0.00 | 9,246.67 |
| 83,351.38 | 109,602.07 | |
| Less:- | ||
| Grosvenor Estates - Service charges | 0.00 | 1,522.80 |
| HLR - commission on rent received | 0.00 | 1,442.48 |
| Buildings insurance premium | 0.00 | 1,933.53 |
| Grants to:- | ||
| The Worshipful Company of Paviours | 10,000.00 | 0.00 |
| Kids in the Spotlight | 5,000.00 | 0.00 |
| Blooming Blossoms Trust | 2,500.00 | 0.00 |
| Woodwork to Wellness | 7,500.00 | 0.00 |
| In Touch/Kids United | 8,500.00 | 0.00 |
| Listening Books | 5,000.00 | 0.00 |
| Cerebral Palsy Plus | 7,250.00 | 0.00 |
| Autism Inclusive | 4,250.00 | 0.00 |
| Crisis UK | 5,000.00 | 5,000.00 |
| Paul's Cancer Support | 0.00 | 4,500.00 |
| Hot Line Meals Service | 0.00 | 6,000.00 |
| Heartbeat | 0.00 | 4,000.00 |
| Wellspring Family Centre | 0.00 | 4,000.00 |
| Strength in Horses | 0.00 | 5,000.00 |
| The Freya Foundation | 0.00 | 5,000.00 |
| The Guard's Chapel Trust | 0.00 | 1,500.00 |
| Ruby's Fund | 0.00 | 5,000.00 |
| Climbing Out | 0.00 | 6,000.00 |
| Mobility Trust | 0.00 | 2,000.00 |
| All in Sound | 0.00 | 7,500.00 |
| Excelsior Trust | 0.00 | 3,796.00 |
| The Hospice of St Francis | 0.00 | 6,657.00 |
| Dividends Accumulated | 0.00 | 412.03 |
| Legal, accountancy, taxation and | 4,897.09 | 5,500.00 |
| administration charges | ||
| VAT thereon | 979.42 | 1,100.00 |
| Balance carried forward as at 31st October 2020 | £22,474.87 | £31,738,23 |
| Newton & Garner independent examination fees | 1,200.00 |
|---|---|
| VAT thereon | 240.00 |
| Winckworth Sherwood LLP | 1,481.25 |
| VAT thereon | 296.25 |
| EFG Management Fees | 5,834.01 |
| VAT thereon | 1,166.80 |
| £10,218.31 |
| INCOME | 39.61 | 739.56 | |||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 16.10.20 | ||||||||||||||||||||||||||||||||||||||||
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | BOOK VALUE MARKET VALUE NOMINAL MARKET VALUE COST/ PROFIT |
/PROCEEDS! /LOSS) 31.10.19 31.10.20 31.10.20 |
18,231.50 18,231.50 54 18,624 |
17,691.30 17,691.30 19,583 15 |
11,434.75 11,434.75 12,567 59 |
10,447.13 10,447.13 4,000 6,878 |
133 22,973.04 |
(6,959.50) 741.23 (36) |
16,754.77 22,791 97 |
12,309.55 145.35305 |
(145.35305) (903.00) (11,406.55) |
27,468.03 30,020 27,468.03 24 |
22,319.53 10 |
11,925.60 5 |
34,245.13 35,123 15 |
8,170 221 9,489.36 9,489.36 |
11,600.62 11,600.62 9,744 55 |
49,403.72 696.85 |
(43,624.81) (696.85) (5,778.91) |
23,148.65 23,148.65 21,950 78 |
(5,940.68) 209,237.05 218,042 12,309.55 202,868.18 |
-11 - | ||||||||||||||||
| Adobe Systems | Inc USD0.0001 Bought 14.08.20 | Adyen V.V. | EUR0.01 Bought 08.07.20 | Air Products and Chemicals | USD1 Bought 08.07.20 | AK Medical Holdings | Ltd HKD0.01 Bought 06.07.20 | Alibaba Group Holdings Ltd | Spon ADR Bought 08.07.20 | Sold 14.08.20 | Aiken Cont Europe | Acc EUR | Sold 08.07.20 | Alphabet Inc C | USD0.001 Bought 14.08.20 | Amazon Com | Inc USD Bought 08.07.20 | Bought 14.08.20 | Amadeus IT Group | SA EURO.01 Bought 08.07.20 | American Tower | Corp USD0.01 Bought 08.07.20 | Aptiv Pic | USD0.01 Bought 08.07.20 | Bought 14.08.20 | Ashmore Sicav Em Mkt | BD FD USD Acc Bought 27.01.20 | Sold 04.06.20 | ASML Holding | NV Bought 08.07.20 |
| INCOME | 739.56 | 322.08 | 279.10 | 2,750.00 | 119.78 | 270.16 | 3,300.00 | 401.65 | 93.95 | 317.09 | 4.13 | 419.58 | 437.31 | 1,548.29 | 11,002.68 | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 30.03.20 | 14.09.20 | 16.03.20 | 27.01.20 | 03.12.19 | 22.11.19 | 13.01.20 | 10.08.20 | 10.08.20 | 27.03.20 | 23.12.19 | 30.03.20 | 19.06.20 | |||||||||||||||||||||||||||||||
| MARKET VALUE | 31.10.20 | 218,042 | 31,142 | 64,328 | 23,248 | 66,150 | 402,910 | |||||||||||||||||||||||||||||||||||||
| WAL I fcK LfcbS hUUNUAI 1UN | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | NOMINAL MARKET VALUE COST/ PROFIT BOOK VALUE |
31.10.19 (PROCEEDS^ (LOSS’) 31.10.20 |
(5,940.68) 12,309.55 202,868.18 209,237.05 |
16,676.00 220 |
12,944.83 181 |
401 29,620.83 |
63,875.64 63,875.64 50,000 |
681 23,332.57 23,332.57 |
4,991 28,069.38 |
(4,991) (1,991.68) (26,077.70) |
16,548.49 2,874 |
(2,874) (14,906.97) (1,641.52) |
68,108.70 68,108.70 60,000 |
6,915 27,675.52 |
(6,915) (29,237.56) 1,562.04 |
2,936 33,323.60 |
(2,936) (29,535.43) (3,788.17) |
4,553.88 42,297.52 |
0.00 | 4,553.88 | (4,553.88) (43,902.91) 1,605.39 |
49,126.47 453.95 |
(453.95) (49,975.36) 848.89 |
5,362 26,842.17 |
13,198 44,205.62 |
18,560 | (18,560) (56,886.89) (14,160.90) |
357,177.52 60,503.90 23,506.63 394,174.79 |
-12- | ||||||||||||
| Astrazeneca PLC | USD0.25 | Bought 31.03.20 | ATANDT Inc | 5.50% 15.03.27 | Atlas Copco AB | A SHS Bought 08.07.20 | Autotrader Group Pic | GBP0.01 | Sold 03.07.20 | BAE Systems PLC | GBP0.025 | Sold 31.03.20 | Bank of America | 5.50% 22.11.21 | Beazley PLC | OrdO.05 Bought 31.03.20 | Sold 03.07.20 | Big Yellow Group | GBP0.10 | Sold 03.07.20 | Blackrock Global | FDS SICAV 12 USD | Conversion to Blackrock Asian Dragon FD | 14 USD | Sold 08.07.20 | Blackrock Global | Event driven 15 HGBP | Sold 07.07.20 | BP PLC | USD 0.25 | Bought 31.03.20 | Sold 03.07.20 |
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE COST/ NOMINAL PROFIT BOOK VALUE MARKET VALUE |
31.10.20 (PROCEEDS) 31.10.19 (LOSS) INCOME 31.10.20 DATE |
60,503.90 11,002.68 357,177.52 23,506.63 394,174.79 402,910 |
256.08 256.08 25,030.42 4,010 |
256.08 256.08 25,030.42 4,010 |
(4,010) (11,648.38) (13,382.04) |
552.48 06.02.20 |
25,370.89 2,546 |
(2.546) (22,730.07) (2,640.82) |
61.11 15.11.19 |
738.7157 8,129.23 |
(738.7157) (4,860.12) (3,269.11) |
13.01.20 598.12 |
08.07.20 670.88 42,054.19 3,140.953 |
(3,140.953) (7,095.56) (34,958.63) |
27.11.19 702.68 |
22,166.36 1,597 |
3,615.79 319 |
1,916 | (1.916) (4,123.53) (21,658.62) |
49,262.80 6,398.996 |
(6.398.996) (38,288.12) (10,974.68) |
28.05.20 238.87 |
22,722.92 473 |
2,101.13 (473) (24,824.05) |
28,602.59 2,271 |
(26,224.38) (2,271) (2,378.21) |
1,350.00 23.03.20 |
62,447 62,644.65 62,644.65 60,000 |
16,921.78 (64,275.97) 636,530.98 (115,435.57) 456,819.44 465,357 |
-13- | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| British American Tobacco | Ordinary 25p shares | Sold 31.03.20 | British Land Company | GBP0.25 | Sold 31.03.20 | Britvic PLC | GBP0.20 | Sold 04.03.20 | Brown advisory | Latin American FD USD B Inc | Sold 08.04.20 | CC Japan Inc Growth | JPY Founder Inc | Sold 14.08.20 | Close Brothers Group | GBP0.25 | Bought 31.03.20 | Sold 03.07.20 | CRM US Equities | Opportunites A USD | Sold 01.04.20 | Croda International PLC | GBP 0.1069098 | Sold 03.07.20 | Compass Group PLC | GBP0.1105 Bought 31.03.20 | Sold 03.07.20 | Cooperatve Rabobank | 2.25% 23.03.2022 | Balance earned forward |
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD IST NOVEMBER 2019 TO 31 ST OCTOBER 2020 | TRANSACTIONS | NOMINAL MARKET VALUE COST/ PROFIT BOOK VALUE MARKET VALUE |
fPROCEEDSl fLOSSI 31.10.20 31.10.19 31.10.20 DATE INCOME |
636,530.98 (115,435.57) (64,275.97) 16,921.78 456,819.44 465,357 |
30.10.20 22.32 |
163 23,150.94 |
4,980.83 32 |
195 28,131.77 34,498 |
380.852 48,928.06 |
(380.852) (40,701.65) (8,226.41) |
18,670.15 18,670.15 14,487 127 |
1,086 28,121.68 |
(1,086) (29,342.43) 1,220.75 |
6,646 18,376.19 |
(6,646) (18,770.47) 394.28 |
10.07.20 88.16 |
09.10.20 44.42 37,697.86 6,077.382 |
(24,203.16) (3,077.057) 5,116.25 |
22,581 18,610.95 3,000.325 |
11,816.06 10,732 11,816.06 112 |
35.87 15.09.20 |
11,542.41 76 |
6,636.54 42 |
18,178.95 20,001 118 |
23.09.20 65.17 |
11,418.58 20 |
10,786.95 18 |
21,405 22,205.53 38 |
310.16 24.07.20 |
27,599.16 1,190 |
(34,171.24) (1,190) 6,572.08 |
|||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Danaher Corporation | USD0.01 Bought 08.07.20 | Bought 14.08.20 | DB Platinum system | Alpha | Sold 09.07.20 | Deutsche Boerse | AG Bought 08.07.20 | Diageo PLC | Ordinary Shares Bought 31.03.20 | Sold 03.07.20 | Direct Line Insurance | Sold 31.03.20 | Dodge Cox WW | US Stock Inc USD Bought 08.04.20 | Sold 14.08.20 | Essiiorluxottica SA | EURO. 18 Bought 08.07.20 | Estee Lauder Companies | Inc USD0.01 Bought 08.07.20 | Sold 14.08.20 | Equinix Inc | USD0.001 Bought 08.07.20 | Bought 14.08.20 | Experian Pic | OrdUSDO.10 Bought 31.03.20 | Sold 03.07.20 | Fair Isaac | Corp Com USD0.01 Bought 08.07.20 | Bought 14.08.20 |
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE NOMINAL COST/ PROFIT BOOK VALUE MARKET VALUE |
31.10.19 /PROCEEDS! /LOSS! 31.10.20 31.10.20 DATE INCOME |
703,835.23 (51,687.43) (59,199.02) 17,487.88 592,948.78 605,668 |
9,206.48 9,206.48 9,291 67 |
34.31 34,889.52 34,889.52 34,095 |
18.97 25.09.20 |
23,152.53 426 |
(3,325.34) 0 |
19,827.19 20,229 426 |
08.06.20 3,300.00 |
64,753.03 62,962 64,753.03 60,000 |
10.01.20 300.77 |
14.04.20 364.09 28,209.06 1,583 |
(1,583) (4,383.29) (23,825.77) |
7,760 18,422.24 |
(7,760) (9,858.01) (8,564.23) |
16,529.11 16,529.11 18,829 200 |
3,300.00 13.10.20 |
64,968.31 62,906 64,968.31 60,000 |
230.40 10.08.20 |
2,541.60 10.08.20 54,650 72,000.00 72,000.00 72,000 |
27,214.03 1,443 |
(33,120.34) (1,443) 5,906.31 |
11,205 9,352.42 9,352.42 253 |
21.11.19 299.90 |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Balance brought forward | Ferrari N.V. | EuroO.01 Bought 08.07.20 | Fort Global UCITS | Contr FD C ACC GBP Bought 10.07.20 | Fortive Corp | USD0.01 Bought 08.07.20 | Stock conversion 14.10.20 Vontier Corp USD | 0.0001 | General Electric | 5.50% 07.06.2021 | Glaxosmithkline PLC | GBP0.25 | Sold 31.03.20 | Glencore Pic | USD0.01 | Sold 27.03.20 | GMO Payment Geteway | Inc JPY Bought 14.08.20 | Goldman Sachs | 5.50% 12.10.2021 | 12M GBP EFG | Int Fin Rev Con CL1 Bought 05.02.20 | Halma Pic | GBP0.10 Bought 31.03.20 | Sold 03.07.20 | HDFC Bank Ltd | ADR Bought 08.07.20 | HSBC Holdings | USD0.50 | Sold 31.03.20 |
| INCOME | 27,843.61 | 83.47 | 150.63 | 169.55 | 28,247.26 | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 17.09.20 | 30.06.20 | 30.06.20 | |||||||||||||||||||||||||||||||||||||||
| VVALltzK Lcca l-UUNUAI IUN | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31 ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE COST/ NOMINAL PROFIT BOOK VALUE MARKET VALUE |
31.10.20 (PROCEEDS) (LOSS) 31.10.19 31.10.20 |
902,796.47 52,763.48 (71,085.11) 884,474.84 879,835 |
18,731.11 18,731.11 88 18,105 |
5,434 27,836.77 |
(5,434) (30,326.80) 2,490.03 |
11,504.98 43 |
10,674.32 37 |
22,179.30 26,235 80 |
10,265.79 746.42 |
(746.42) (10,395.09) 129.30 |
26,086.68 23.60 135 |
(26,828.21) (135) 717.93 |
23,728.10 11,007.15 |
33,705.84 15,743.78 |
57,433.94 59,505 26,750.93 |
27,970.87 2,709.99 |
(2,709.99) (25,051.12) (2,919.75) |
67,153.85 67,153.85 83,735 596 |
11,070.64 105.251 |
(105.251) (2,171.71) (8,898.93) |
26,695.16 237.932 |
(237.932) (665.57) (26,029.59) |
62,348.46 518.557 |
173.303 20,789.63 |
691.860 | (691.860) 1,445.47 (84,583.56) |
1,049,973.04 1,067,416 (12,355.47) (72,059.41) 1,134,387.92 |
-16- | ||||||||||
| Home Depot | Inc USD0.05 Bought 14.08.20 | Howden Joinery Group PLC | GBP0.10 Bought 31.03.20 | Sold 03.07.20 | IDEXX Laboratories | Inc USD0.10 Bought 08.07.20 | Bought 14.08.20 | I Shares | Europe EX-UK Index Inst Acc | Sold 09.07.20 | l Shares | MDAX UCITS ETF Euro | Sold 08.07.20 | Invesco Managers | Corporate Bond Fund Z Inc Bought 08.01.20 | Bought 02.06.20 | Invesco Managers | Euro Equity Fund Z | Sold 09.07.20 | Invesco Physical Gold | JP Morgan Emerging | Europe Equity C | Sold 08.04.20 | JP Morgan Euroland | Dynamic C (PERF) DIST | Sold 09.07.20 | JP Morgan US | Smaller companies | Bought 05.11.19 | Sold 17.08.20 | Balance earned forward |
| INCOME | 28,247.26 | 71.40 | 54.34 | 57.34 | 60.06 | 173.03 | 239.27 | 1,097.26 | 1,425.00 | 1,425.00 | 107.94 | 33,197.55 | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 07.11.19 | 06.12.19 | 08.01.20 | 07.02.20 | 31.07.20 | 31.10.20 | 14.04.20 | 04.11.19 | 04.05.20 | 07.07.20 | |||||||||||||||||||||||||||||||||
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | COST/ MARKET VALUE NOMINAL PROFIT BOOK VALUE MARKET VALUE |
(PROCEEDS^ 31.10.19 ILOSSI 31.10.20 31.10.20 |
1,134,387.92 (12,355.47) (72,059.41) 1,049,973.04 1,067,416 |
1,188 119,480.13 |
(473) (47,562.04) (8.75) |
715 | (71,999.00) (715) 89.66 |
23,142.40 306 |
9,172.77 115 |
31,821 32,315.17 421 |
4,740.14 280 |
(22,291.79) 17,551.65 (280) |
594 2,435.69 |
(594) 0.00 (2,435.69) |
15,008 16,283.54 16,283.54 162 |
59,377.49 750.841 |
9.115 | 759.956 | (759.956) (5,445.73) (53,931.76) |
38,114 21,953.66 |
(38,114) (9,060.37) (12,893.29) |
28,734.37 392 |
(17,662.01) 2,781.71 (203) |
15,645 13,854.07 189 |
22,463 23,603.04 23,603.04 48 |
11,475.55 11,020 11,475.55 44 |
1,212,864.32 1,227,271 (62,166.06) (68,586.93) 1,343,617.31 |
-17- | ||||||||||||
| Balance brought forward | JP Morgan | Ultra-Shrt Inc UCITS ETF | Sold 07.11.19 | Sold 05.02.20 | JP Morgan | Chase and Co USD1 Bought 08.07.20 | Bought 14.08.20 | 3M USD J P Morgan | Warrants SPX Index Bought 28.01.20 | Redemption sale 04.06.20 | 7M USD J P Morgan | Warrant SPX Index | Liquidation sale 30.12.19 | Kerry Group | A EUR0.125 Bought 08.07.20 | Lazard Emerging Markets | Debt Blend Inst Dist Bought 01.11.19 | Stock conversion 18.11.19 | Sold 04.06.20 | Lloyds Banking Group PLC | GBP0.10 | Sold 31.03.20 | London Stock Exchange | 4.75% 02.11.2021 | London Stock Exchange | GBP0.069186 Bought 31.03.20 | Sold 06.08.20 | Lonza Group | AG CHF1.0 Bought 14.08.20 | Loreal | EUR0.20 Bought 08.07.20 |
| INCOME | 33,197.55 | 84.70 | 24.41 | 61.90 | 97.25 | 361.34 | 56.28 | 20.51 | 452.20 | 34,356.14 | ||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 09.07.20 | 07.08.20 | 10.09.20 | 01.09.20 | 01.09.20 | 14.10.20 | 31.08.20 | 16.01.20 | ||||||||||||||||||||||||||||||||||
| MARKET VALUE | 31.10.20 | 1,227,271 | 18,872 | 33,434 | 28,652 | 29,522 | 58,659 | 11,572 | 33,002 | 11,605 | 1,452,589 | |||||||||||||||||||||||||||||||
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE COST/ NOMINAL PROFIT BOOK VALUE |
/PROCEEDS) 31.10.19 /LOSS) 31.10.20 |
1,343,617.31 (62,166.06) (68,586.93) 1,212,864.32 |
18,503.84 18,503.84 52 |
275.767 39,885.81 |
(275.767) (31,299.86) (8,585.95) |
97 23,269.44 |
13,219.27 53 |
150 36,488.71 |
1,000 18,256.67 18,256.67 |
141 23,024.53 |
7,622.34 48 |
30,646.87 189 |
1,541 3,282.33 |
(1,541) (3,515.50) 233.17 |
57,194.01 57,194.01 49,475.787 |
11,532.55 11,532.55 282 |
34,889.52 34,889.52 298.9374 |
11,678.98 11,678.98 43 |
24,612.85 2,729 |
(2,729) (26,502.77) 1,889.92 |
354.78 77,530.03 |
(109.18) (31,363.72) 7,504.63 |
245.60 | (245.60) (72,328.28) 18,657.34 |
(48,887.82) 1,432,055.47 (7,985.04) 1,488,928.33 |
-18- | ||||||||||||
| LVMH Moet Hennessy | Louis Vui EUR0.3 Bought 08.07.20 | Man GLG Japan | Equity I Aco | Sold 31.03.20 | Mastercard Inc | USD0.001 Bought 08.07.20 | Bought 14.08.20 | Meituan Dianping | HKD0.00001 Bought 06.07.20 | Microsoft Corp | USD 0.00001 Bought 08.07.20 | Bought 14.08.20 | M&G PIC | Ordinary 5p Shares | Sold 04.12.19 | M&G Offehore | Corporste Bond Fd Ltd II Bought 03.06.20 | Mondelez International | Inc USD0.01 Bought 08.07.20 | Montlake Gemini UCITS | FD A ACC GBP Bought 09.07.20 | MSCI Inc | USD0.01 Bought 08.07.20 | National Grid PLC | Sold 31.03.20 | New Capital | US Growth | Sold 14.08.20 | Sold 17.08.20 |
| VVM1— I crt LCCO ruUNUM 1 lUPJ | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | COST/ NOMINAL PROFIT |
31.10.19 /PROCEEDS) /LOSS) 31.10.20 INCOME 31.10.20 DATE |
(7,985.04) 1,488,928.33 (48,887.82) 1,432,055.47 1,452,589 34,356.14 |
1,153.01 1,218.68 New Capital GLB Value CRED GBP DIST |
1,117.00 1,114.77 |
New Capital US | FUT Leaders USD INST ACC 626.41 46,901.09 |
Sold 14.08.20 (626.41) (64,048.06) 17,146.97 |
15.09.20 53.23 Nextera Energy Inc |
USD0.01 Bought 08.07.20 11,695.80 60 |
Bonus Issue 14.10.20 180 0.00 |
13,558 11,695.80 240 |
Nihon M&A Center | Inc Bought 14.08.20 15,036.91 18,018 15,036.91 400 |
01.10.20 49.23 Nike Inc. CL B |
USD1 Bought 08.07.20 | Bought 14.08.20 | Norfolk Southern Corp | USD1 Bought 08.07.20 Bought 16.08.20 |
Otis Worldwide | Corp USD0.01 Bought 14.08.20 18,645.11 17,576 18,645.11 372 |
Paypal Holdings | Inc USD0.0001 Bought 14.08.20 | Pimco Global Investment Grade Ins Inc 92,636.41 91,844 92,636.41 6,607.447 Pinduoduo Inc |
USD Bought 08.07.20 29,659.27 436 |
Sold 14.08.20 (11,016.90) 200.79 (159) |
18,843.16 19,221 277 |
23.10.20 76.92 Ping An Insurance Group |
Co Ltd Bought 06.07.20 7,909 8,073.35 8,073.35 1,000 |
42,071.22 (31,540.06) 1,807,329.46 1,837,680 87,480.18 1,751,389.34 |
-19- |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| INCOME | 42,071.22 | 321.14 | 461.26 | 885.58 | 215.45 | 219.49 | 224.53 | 291.77 | 413.10 | 45,103.54 | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 15.05.20 | 28.05.20 | 17.04.20 | 19.12.19 | 24.03.20 | 30.09.20 | 30.09.20 | 04.05.20 | |||||||||||||||||||||||||
| BOOK VALUE MARKET VALUE | 31.10.20 31.10.20 |
1,807,329.46 1,837,680 |
57,166.83 59,020 |
22,983.09 26,501 |
1,887,479.38 1,923,202 |
||||||||||||||||||||||||||||
| «vml-i crt Legs ruurcuAi iun TRANSACTIONS |
COST/ NOMINAL MARKETVALUE PROFIT |
31.10.19 (PROCEEDS! (LOSS! |
1,751,389.34 87,480.18 (31,540.06) |
1,541 21,057.77 |
(1,541) (16,086.06) (4,971.71) |
28,325.73 454 |
(33,839.08) (454) 5,513.35 |
1,355 20,056.84 |
(1,355) (23,768.89) 3,712.05 |
20,274.37 499 |
(18,132.02) (2,142.35) (499) |
603 14,004.68 |
(7,951.84) (6,052.84) (603) |
57,166.83 54,496.5002 |
30,509.69 3,586 |
(3,586) (32,600.30) 2,090.61 |
2,009.56 37,929.05 |
768.43 13,626.07 |
2,777.99 | (2,777.99) (55,588.92) 4,033.80 |
22,983.09 69 |
41,671.63 (29,357.15) 1,875,164.90 |
-20- | ||||||||||
| Prudential PLC | GBP0.05 | Sold 31.03.20 | Reckitt Benckiser | GBP0.10 Bought 31.03.20 | Sold 03.07.20 | Relx Pic | GBP 0.14439 Bought 18.03.20 | Sold 31.03.20 | Rio Tinto Pic | GBP0.10 | Sold 31.03.20 | Royal Dutch Shell | B EUR0.07 | Sold 27.03.20 | Royal London | Corp Bond Fund Z Inc Bought 02.06.2020 | Segro PLC | GBP0.10 | Sold 03.07.2020 | Schraders ISF | Asian Opps C Acc USD | Bought 08.04.20 | Sold 08.07.20 | ServiceNow Inc | USD0.001 Bought 14.08.20 | Balance carried forward |
| INCOME | 45,103.54 | 31.69 | 1,512.16 | 722.76 | 576.56 | 544.45 | 67.89 | 267.54 | 204.18 | 49,030.77 | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 11.09.20 | 24.01.20 | 31.12.19 | 31.03.20 | 30.06.20 | 10.09.20 | 22.05.20 | 04.06.20 | |||||||||||||||||||||||||||||||||||
| TRANSACTIONS | COST/ NOMINAL MARKETVALUE PROFIT BOOK VALUE MARKET VALUE |
31.10.19 /PROCEEDS! /LOSS! 31.10.20 31.10.20 |
1,875,164.90 41,671.63 (29,357.15) 1,887,479.38 1,923,202 |
11,153.40 24 |
6,529.86 13 |
19,733 17,683.26 37 |
8,903.05 8,903.05 10,240 100 |
820.63 71,378.40 |
(241.22) (325.65) (20,655.67) |
579.41 | (579.41) (3,175.16) (47,221.92) |
18,491.94 18,491.94 19,184 300 |
191,461.88 811 |
(45,637.04) 3,142.42 (180) |
631 | (15,206.93) (60) 1,042.06 |
571 | (147,665.38) 12,862.99 (571) |
23,107.63 87 |
18,889.15 71 |
39,323 41,996.78 158 |
28,536.34 343 |
(24,333.10) 5,031.55 (232) |
12,521 9,234.79 111 |
21,370.84 3,403 |
(3.403) (10,903.42) (10,467.42) |
11,584.28 12,093 11,584.28 15 |
24,205.94 2,341 |
(18,273.82) (5,932.12) (2,341) |
12,963 13,877.77 13,877.77 253 |
2,183,581.96 (146,716.23) (27,614.48) 2,009,251.25 2,049,260 |
-21 - | |||||||||||
| Balance brought forward | Sherwin-Williams Com | USD Bought 08.07.20 | Bought 14.08.20 | Shin-Etsu | Chemical Co Bought 14.08.20 | Sky Harbor US SH | DUR HY A GBP H DIS | Sold 24.01.20 | Sold 04.06.2020 | Sony Corp | Ordinary Shares Bought 14.08.20 | SPDR S&P 500 | ETF | Sold 21.01.20 | Sold 24.02.20 | Sold 14.08.20 | S&P Global Inc | USD1 Bought 08.07.20 | Bought 14.08.20 | Spirax-Sarco Engineering | Ordinary Shares Bought 31.03.20 | Sold 06.08.20 | SSP Group Pic | GBP0.01085 | Sold 31.03.20 | Straumann Holdings | AG CHF0.10 Bought 14.08.20 | St James Place | Ord 15p | Sold 31.03.20 | TAL Education Group | ADR Bought 08.07.20 |
| INCOME | 49,030.77 | 114.05 | 10.12 | 205.98 | 199.99 | 208.17 | 291.30 | 97.38 | 481.24 | 649.69 | 51,288.69 | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 30.10.20 | 15.10.20 | 05.12.19 | 19.03.20 | 04.06.20 | 09.04.20 | 24.06.20 | 24.02.20 | 10.02.20 | |||||||||||||||||||||||||||
| SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2Q19 TO 31ST OCTOBER 2020 | TRANSACTIONS | COST/ NOMINAL MARKETVALUE PROFIT BOOK VALUE MARKET VALUE |
/PROCEEDS) 31.10.19 /LOSS) 31.10.20 31.10.20 |
2,183,581.96 (146,716.23) (27,614.48) 2,009,251.25 2,049,260 |
11,497.86 10,223 336 11,497.86 |
26,014.44 26,014.44 29,375 500 |
18,978.49 19,967 18,978.49 179 |
11,219.12 39 |
10,673.69 34 |
21,892.81 26,662 73 |
11,780.91 285 |
5,142.94 117 |
16,923.85 15,745 402 |
9,499 9,660.70 9,660.70 139 |
26,795.52 576 |
(25,082.03) (1,713.49) (576) |
36,891.28 1,079 |
(28,752.12) (1,079) (8,139.16) |
14,816 10,897.71 10,897.71 488 |
22,799.98 1,043 |
(1,043) (20,279.79) (2,520.19) |
17,107 26,950.37 |
(17,107) (19,790.49) (7,159.88) |
(98,761.23) (47,147.20) 2,125,117.11 2,175,547 2,271,025.54 |
-22- | ||||||||||
| TC Energy | Corporation USD Bought 08.07.20 | Tencent Holdings Ltd | HKD0.00002 Bought 06.07.20 | Texas Instruments | Inc USD1 Bought 14.08.20 | Thermo Rsher | Scientific USD1 Bought 08.07.20 | Bought 14.08.20 | TJX cos | Inc USD Bought 08.07.20 | Bought 14.08.20 | Ubisoft Entertainment | EUR Bought 08.07.20 | Unilever PLC | Sold 03.07.20 | Vanguard Pic | FTSE 250 UCITS ETF Bought 21.01.20 | Sold 03.07.20 | Vaneck Vectors | Gld Miners UCITS ETF | Victrex Pic | GBP0.01 | Sold 03.07.20 | Vodafone Group PLC | Sold 31.03.20 | Balance earned forward |
| CONTENTS | |
|---|---|
| PAGE | |
| REPORT TO THE TRUSTEES | 1 |
| REPORT OF THE INDEPENDENT EXAMINERS | 2 |
| GENERAL INFORMATION | 3-4 |
| FINANCIAL STATEMENTS | |
| Notes to the Financial Statements | 5 |
| Balance Sheet | 6 |
| Statement of Financial Activities | 7 |
| Capital Account | 8 |
| Income Account | 9 |
| Schedule of Creditors | 10 |
| Schedule of Stocks and Shares | 11-23 |
| 2020 | 2019 | |
|---|---|---|
| Stocks and shares | 2,223,403.35 | 2,303,480.43 |
| Income cash held by Winckworth Sherwood | 8,361.30 | 13,224.99 |
| Float held at HLR Residential Limited | 0.00 | 796.00 |
| Capital Cash held by EFG | 101,811.63 | 88,256.51 |
| Income cash held by EFG | 13,360.28 | 4,926.19 |
| Less:- | ||
| Creditors - per schedule on page 10 | (10,218.31) | (10,273.30) |
| £2,336,718.25 | £2,400,410.82 | |
| This is represented by:- | ||
| CAPITAL ACCOUNT (Page 8) | 2,314,243.38 | 2,368,672.59 |
| INCOME ACCOUNT (Page 9) | 22,474.87 | 31,738.23 |
| £2,336,718.25 | £2,400,410.82 |
| 2020 | 2019 | ||||
|---|---|---|---|---|---|
| Income and Expenditure | Capital | Income | Total Funds | ||
| Incoming resources | |||||
| Investment income | 0.00 | 51,573.43 | 51,573.43 | 51,880.16 | |
| Gross Interest | 0.00 | 39.72 | 39.72 | 50.25 | |
| Other | 0,00 | 0.00 | 0.00 | 0,00 | |
| Rent from Fiat 3, 48 Pimlico Road, London | 0.00 | 0.00 | 0.00 | 9,246.67 | |
| Total incoming resources | 0.00 | 51,613,15 | 51,613,15 | 61,177.08 | |
| Resources used | |||||
| Direct charitable expenditure | |||||
| Grants | 0.00 | 55,000.00 | 55,000.00 | 65,953.00 | |
| Other expenditure | 0.00 | 0.00 | 0.00 | 5,310.84 | |
| Administration costs | 53,017.29 | 5,876,51 | 58,893.80 | 57,814.63 | |
| Total resources used | 53,017.29 | 60,876,51 | 113,893.80 | 129,078.47 | |
| Net incoming/foutgoinql resources | |||||
| for the year | (53,017.29) | (9,263.36) | (62,280.65) | (67,901.39) | |
| Other recognised gains and losses | |||||
| Gains and losses on investments:- | |||||
| Realised | (49,205.21) | 0.00 | (49,205.21) | 338,566.82 | |
| Unrealised | 47,793.29 | 0.00 | 47,793,29 | 74,533,56 | |
| Net movement in funds | (54,429.21) | (9,263.36) | (63,692.57) | 345,198.99 | |
| Balances brought forward at | |||||
| 1st November 2019 | 2,368,672.59 | 31,738.23 | 2,400,410.82 | 2,055,211.83 | |
| Balances carried forward at | |||||
| 31st October 2020 | £2,314,243.38 | £22,474.87 | £2,336,718,25 | £2,400,410.82 |
| 2020 | 2019 | |
|---|---|---|
| Balance brought forward as at 1st November 2019 | 2,368,672.59 | 2,006,786.84 |
| Add:- | ||
| Profit from sale of Flat 3, 48 Pimlico road | 0.00 | 340,541.92 |
| Return of deposit by Landlord Freeholder to Trustees | ||
| as Head Lesees | 0.00 | 4,618.43 |
| Retention balance due from Boddle Hatfield on sale of flat | 0.00 | 6,352.80 |
| Profit on sale of stocks and shares | (56,431.92) | 1,351.62 |
| Revaluation of stocks and shares | 47,793.29 | 74,533.56 |
| FWD: JPY Vs. GBP | 0.00 | (434.68) |
| FWD: USD vs. GBP | 7,226.71 | (13,863.27) |
| 2,367,260.67 | 2,419,887.22 | |
| Less:- | ||
| EFG Bank Charge | 90.00 | 180.00 |
| EFG Management fees | 23,290.04 | 18,315.36 |
| VAT thereon | 4,658.01 | 3,663.08 |
| Fisher Phillips | 4,800.00 | 4,800.00 |
| VAT thereon | 960.00 | 960.00 |
| Legal, accountancy, taxation and | ||
| administration charges and disbursements | 14,691.30 | 16,500.01 |
| VAT thereon | 2,938.25 | 3,300.01 |
| Disbursements | 124.74 | 221.76 |
| VAT theron | 24.95 | 44.35 |
| Newton & Garner independent examination fees (provision) | 1,200.00 | 1,100.00 |
| VAT thereon | 240.00 | 220.00 |
| Boodle Hatfield - License to assign and replies to enquiries | 0.00 | 1,502.50 |
| VAT thereon | 0.00 | 300.50 |
| Council Tax | 0.00 | 107.06 |
| Balance carried forward at 31st October 2020 | £2,314,243.38 | £2,368,672.59 |
| 2020 | 2019 | |
|---|---|---|
| Balance brought forward as at 1st November 2019 | 31,738.23 | 48,424.99 |
| Dividends and interest | 51,573.43 | 51,880.16 |
| Gross interest | 39.72 | 50.25 |
| Rent from Flat 3, 48 Pimilico Road, London, SW1W 8LP | 0.00 | 9,246.67 |
| 83,351.38 | 109,602.07 | |
| Less:- | ||
| Grosvenor Estates - Service charges | 0.00 | 1,522.80 |
| HLR - commission on rent received | 0.00 | 1,442.48 |
| Buildings insurance premium | 0.00 | 1,933.53 |
| Grants to:- | ||
| The Worshipful Company of Paviours | 10,000.00 | 0.00 |
| Kids in the Spotlight | 5,000.00 | 0.00 |
| Blooming Blossoms Trust | 2,500.00 | 0.00 |
| Woodwork to Wellness | 7,500.00 | 0.00 |
| In Touch/Kids United | 8,500.00 | 0.00 |
| Listening Books | 5,000.00 | 0.00 |
| Cerebral Palsy Plus | 7,250.00 | 0.00 |
| Autism Inclusive | 4,250.00 | 0.00 |
| Crisis UK | 5,000.00 | 5,000.00 |
| Paul's Cancer Support | 0.00 | 4,500.00 |
| Hot Line Meals Service | 0.00 | 6,000.00 |
| Heartbeat | 0.00 | 4,000.00 |
| Wellspring Family Centre | 0.00 | 4,000.00 |
| Strength in Horses | 0.00 | 5,000.00 |
| The Freya Foundation | 0.00 | 5,000.00 |
| The Guard's Chapel Trust | 0.00 | 1,500.00 |
| Ruby's Fund | 0.00 | 5,000.00 |
| Climbing Out | 0.00 | 6,000.00 |
| Mobility Trust | 0.00 | 2,000.00 |
| All in Sound | 0.00 | 7,500.00 |
| Excelsior Trust | 0.00 | 3,796.00 |
| The Hospice of St Francis | 0.00 | 6,657.00 |
| Dividends Accumulated | 0.00 | 412.03 |
| Legal, accountancy, taxation and | 4,897.09 | 5,500.00 |
| administration charges | ||
| VAT thereon | 979.42 | 1,100.00 |
| Balance carried forward as at 31st October 2020 | £22,474.87 | £31,738,23 |
| Newton & Garner independent examination fees | 1,200.00 |
|---|---|
| VAT thereon | 240.00 |
| Winckworth Sherwood LLP | 1,481.25 |
| VAT thereon | 296.25 |
| EFG Management Fees | 5,834.01 |
| VAT thereon | 1,166.80 |
| £10,218.31 |
| INCOME | 39.61 | 739.56 | |||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 16.10.20 | ||||||||||||||||||||||||||||||||||||||||
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | BOOK VALUE MARKET VALUE NOMINAL MARKET VALUE COST/ PROFIT |
/PROCEEDS! /LOSS) 31.10.19 31.10.20 31.10.20 |
18,231.50 18,231.50 54 18,624 |
17,691.30 17,691.30 19,583 15 |
11,434.75 11,434.75 12,567 59 |
10,447.13 10,447.13 4,000 6,878 |
133 22,973.04 |
(6,959.50) 741.23 (36) |
16,754.77 22,791 97 |
12,309.55 145.35305 |
(145.35305) (903.00) (11,406.55) |
27,468.03 30,020 27,468.03 24 |
22,319.53 10 |
11,925.60 5 |
34,245.13 35,123 15 |
8,170 221 9,489.36 9,489.36 |
11,600.62 11,600.62 9,744 55 |
49,403.72 696.85 |
(43,624.81) (696.85) (5,778.91) |
23,148.65 23,148.65 21,950 78 |
(5,940.68) 209,237.05 218,042 12,309.55 202,868.18 |
-11 - | ||||||||||||||||
| Adobe Systems | Inc USD0.0001 Bought 14.08.20 | Adyen V.V. | EUR0.01 Bought 08.07.20 | Air Products and Chemicals | USD1 Bought 08.07.20 | AK Medical Holdings | Ltd HKD0.01 Bought 06.07.20 | Alibaba Group Holdings Ltd | Spon ADR Bought 08.07.20 | Sold 14.08.20 | Aiken Cont Europe | Acc EUR | Sold 08.07.20 | Alphabet Inc C | USD0.001 Bought 14.08.20 | Amazon Com | Inc USD Bought 08.07.20 | Bought 14.08.20 | Amadeus IT Group | SA EURO.01 Bought 08.07.20 | American Tower | Corp USD0.01 Bought 08.07.20 | Aptiv Pic | USD0.01 Bought 08.07.20 | Bought 14.08.20 | Ashmore Sicav Em Mkt | BD FD USD Acc Bought 27.01.20 | Sold 04.06.20 | ASML Holding | NV Bought 08.07.20 |
| INCOME | 739.56 | 322.08 | 279.10 | 2,750.00 | 119.78 | 270.16 | 3,300.00 | 401.65 | 93.95 | 317.09 | 4.13 | 419.58 | 437.31 | 1,548.29 | 11,002.68 | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 30.03.20 | 14.09.20 | 16.03.20 | 27.01.20 | 03.12.19 | 22.11.19 | 13.01.20 | 10.08.20 | 10.08.20 | 27.03.20 | 23.12.19 | 30.03.20 | 19.06.20 | |||||||||||||||||||||||||||||||
| MARKET VALUE | 31.10.20 | 218,042 | 31,142 | 64,328 | 23,248 | 66,150 | 402,910 | |||||||||||||||||||||||||||||||||||||
| WAL I fcK LfcbS hUUNUAI 1UN | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | NOMINAL MARKET VALUE COST/ PROFIT BOOK VALUE |
31.10.19 (PROCEEDS^ (LOSS’) 31.10.20 |
(5,940.68) 12,309.55 202,868.18 209,237.05 |
16,676.00 220 |
12,944.83 181 |
401 29,620.83 |
63,875.64 63,875.64 50,000 |
681 23,332.57 23,332.57 |
4,991 28,069.38 |
(4,991) (1,991.68) (26,077.70) |
16,548.49 2,874 |
(2,874) (14,906.97) (1,641.52) |
68,108.70 68,108.70 60,000 |
6,915 27,675.52 |
(6,915) (29,237.56) 1,562.04 |
2,936 33,323.60 |
(2,936) (29,535.43) (3,788.17) |
4,553.88 42,297.52 |
0.00 | 4,553.88 | (4,553.88) (43,902.91) 1,605.39 |
49,126.47 453.95 |
(453.95) (49,975.36) 848.89 |
5,362 26,842.17 |
13,198 44,205.62 |
18,560 | (18,560) (56,886.89) (14,160.90) |
357,177.52 60,503.90 23,506.63 394,174.79 |
-12- | ||||||||||||
| Astrazeneca PLC | USD0.25 | Bought 31.03.20 | ATANDT Inc | 5.50% 15.03.27 | Atlas Copco AB | A SHS Bought 08.07.20 | Autotrader Group Pic | GBP0.01 | Sold 03.07.20 | BAE Systems PLC | GBP0.025 | Sold 31.03.20 | Bank of America | 5.50% 22.11.21 | Beazley PLC | OrdO.05 Bought 31.03.20 | Sold 03.07.20 | Big Yellow Group | GBP0.10 | Sold 03.07.20 | Blackrock Global | FDS SICAV 12 USD | Conversion to Blackrock Asian Dragon FD | 14 USD | Sold 08.07.20 | Blackrock Global | Event driven 15 HGBP | Sold 07.07.20 | BP PLC | USD 0.25 | Bought 31.03.20 | Sold 03.07.20 |
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE COST/ NOMINAL PROFIT BOOK VALUE MARKET VALUE |
31.10.20 (PROCEEDS) 31.10.19 (LOSS) INCOME 31.10.20 DATE |
60,503.90 11,002.68 357,177.52 23,506.63 394,174.79 402,910 |
256.08 256.08 25,030.42 4,010 |
256.08 256.08 25,030.42 4,010 |
(4,010) (11,648.38) (13,382.04) |
552.48 06.02.20 |
25,370.89 2,546 |
(2.546) (22,730.07) (2,640.82) |
61.11 15.11.19 |
738.7157 8,129.23 |
(738.7157) (4,860.12) (3,269.11) |
13.01.20 598.12 |
08.07.20 670.88 42,054.19 3,140.953 |
(3,140.953) (7,095.56) (34,958.63) |
27.11.19 702.68 |
22,166.36 1,597 |
3,615.79 319 |
1,916 | (1.916) (4,123.53) (21,658.62) |
49,262.80 6,398.996 |
(6.398.996) (38,288.12) (10,974.68) |
28.05.20 238.87 |
22,722.92 473 |
2,101.13 (473) (24,824.05) |
28,602.59 2,271 |
(26,224.38) (2,271) (2,378.21) |
1,350.00 23.03.20 |
62,447 62,644.65 62,644.65 60,000 |
16,921.78 (64,275.97) 636,530.98 (115,435.57) 456,819.44 465,357 |
-13- | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| British American Tobacco | Ordinary 25p shares | Sold 31.03.20 | British Land Company | GBP0.25 | Sold 31.03.20 | Britvic PLC | GBP0.20 | Sold 04.03.20 | Brown advisory | Latin American FD USD B Inc | Sold 08.04.20 | CC Japan Inc Growth | JPY Founder Inc | Sold 14.08.20 | Close Brothers Group | GBP0.25 | Bought 31.03.20 | Sold 03.07.20 | CRM US Equities | Opportunites A USD | Sold 01.04.20 | Croda International PLC | GBP 0.1069098 | Sold 03.07.20 | Compass Group PLC | GBP0.1105 Bought 31.03.20 | Sold 03.07.20 | Cooperatve Rabobank | 2.25% 23.03.2022 | Balance earned forward |
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD IST NOVEMBER 2019 TO 31 ST OCTOBER 2020 | TRANSACTIONS | NOMINAL MARKET VALUE COST/ PROFIT BOOK VALUE MARKET VALUE |
fPROCEEDSl fLOSSI 31.10.20 31.10.19 31.10.20 DATE INCOME |
636,530.98 (115,435.57) (64,275.97) 16,921.78 456,819.44 465,357 |
30.10.20 22.32 |
163 23,150.94 |
4,980.83 32 |
195 28,131.77 34,498 |
380.852 48,928.06 |
(380.852) (40,701.65) (8,226.41) |
18,670.15 18,670.15 14,487 127 |
1,086 28,121.68 |
(1,086) (29,342.43) 1,220.75 |
6,646 18,376.19 |
(6,646) (18,770.47) 394.28 |
10.07.20 88.16 |
09.10.20 44.42 37,697.86 6,077.382 |
(24,203.16) (3,077.057) 5,116.25 |
22,581 18,610.95 3,000.325 |
11,816.06 10,732 11,816.06 112 |
35.87 15.09.20 |
11,542.41 76 |
6,636.54 42 |
18,178.95 20,001 118 |
23.09.20 65.17 |
11,418.58 20 |
10,786.95 18 |
21,405 22,205.53 38 |
310.16 24.07.20 |
27,599.16 1,190 |
(34,171.24) (1,190) 6,572.08 |
|||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Danaher Corporation | USD0.01 Bought 08.07.20 | Bought 14.08.20 | DB Platinum system | Alpha | Sold 09.07.20 | Deutsche Boerse | AG Bought 08.07.20 | Diageo PLC | Ordinary Shares Bought 31.03.20 | Sold 03.07.20 | Direct Line Insurance | Sold 31.03.20 | Dodge Cox WW | US Stock Inc USD Bought 08.04.20 | Sold 14.08.20 | Essiiorluxottica SA | EURO. 18 Bought 08.07.20 | Estee Lauder Companies | Inc USD0.01 Bought 08.07.20 | Sold 14.08.20 | Equinix Inc | USD0.001 Bought 08.07.20 | Bought 14.08.20 | Experian Pic | OrdUSDO.10 Bought 31.03.20 | Sold 03.07.20 | Fair Isaac | Corp Com USD0.01 Bought 08.07.20 | Bought 14.08.20 |
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE NOMINAL COST/ PROFIT BOOK VALUE MARKET VALUE |
31.10.19 /PROCEEDS! /LOSS! 31.10.20 31.10.20 DATE INCOME |
703,835.23 (51,687.43) (59,199.02) 17,487.88 592,948.78 605,668 |
9,206.48 9,206.48 9,291 67 |
34.31 34,889.52 34,889.52 34,095 |
18.97 25.09.20 |
23,152.53 426 |
(3,325.34) 0 |
19,827.19 20,229 426 |
08.06.20 3,300.00 |
64,753.03 62,962 64,753.03 60,000 |
10.01.20 300.77 |
14.04.20 364.09 28,209.06 1,583 |
(1,583) (4,383.29) (23,825.77) |
7,760 18,422.24 |
(7,760) (9,858.01) (8,564.23) |
16,529.11 16,529.11 18,829 200 |
3,300.00 13.10.20 |
64,968.31 62,906 64,968.31 60,000 |
230.40 10.08.20 |
2,541.60 10.08.20 54,650 72,000.00 72,000.00 72,000 |
27,214.03 1,443 |
(33,120.34) (1,443) 5,906.31 |
11,205 9,352.42 9,352.42 253 |
21.11.19 299.90 |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Balance brought forward | Ferrari N.V. | EuroO.01 Bought 08.07.20 | Fort Global UCITS | Contr FD C ACC GBP Bought 10.07.20 | Fortive Corp | USD0.01 Bought 08.07.20 | Stock conversion 14.10.20 Vontier Corp USD | 0.0001 | General Electric | 5.50% 07.06.2021 | Glaxosmithkline PLC | GBP0.25 | Sold 31.03.20 | Glencore Pic | USD0.01 | Sold 27.03.20 | GMO Payment Geteway | Inc JPY Bought 14.08.20 | Goldman Sachs | 5.50% 12.10.2021 | 12M GBP EFG | Int Fin Rev Con CL1 Bought 05.02.20 | Halma Pic | GBP0.10 Bought 31.03.20 | Sold 03.07.20 | HDFC Bank Ltd | ADR Bought 08.07.20 | HSBC Holdings | USD0.50 | Sold 31.03.20 |
| INCOME | 27,843.61 | 83.47 | 150.63 | 169.55 | 28,247.26 | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 17.09.20 | 30.06.20 | 30.06.20 | |||||||||||||||||||||||||||||||||||||||
| VVALltzK Lcca l-UUNUAI IUN | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31 ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE COST/ NOMINAL PROFIT BOOK VALUE MARKET VALUE |
31.10.20 (PROCEEDS) (LOSS) 31.10.19 31.10.20 |
902,796.47 52,763.48 (71,085.11) 884,474.84 879,835 |
18,731.11 18,731.11 88 18,105 |
5,434 27,836.77 |
(5,434) (30,326.80) 2,490.03 |
11,504.98 43 |
10,674.32 37 |
22,179.30 26,235 80 |
10,265.79 746.42 |
(746.42) (10,395.09) 129.30 |
26,086.68 23.60 135 |
(26,828.21) (135) 717.93 |
23,728.10 11,007.15 |
33,705.84 15,743.78 |
57,433.94 59,505 26,750.93 |
27,970.87 2,709.99 |
(2,709.99) (25,051.12) (2,919.75) |
67,153.85 67,153.85 83,735 596 |
11,070.64 105.251 |
(105.251) (2,171.71) (8,898.93) |
26,695.16 237.932 |
(237.932) (665.57) (26,029.59) |
62,348.46 518.557 |
173.303 20,789.63 |
691.860 | (691.860) 1,445.47 (84,583.56) |
1,049,973.04 1,067,416 (12,355.47) (72,059.41) 1,134,387.92 |
-16- | ||||||||||
| Home Depot | Inc USD0.05 Bought 14.08.20 | Howden Joinery Group PLC | GBP0.10 Bought 31.03.20 | Sold 03.07.20 | IDEXX Laboratories | Inc USD0.10 Bought 08.07.20 | Bought 14.08.20 | I Shares | Europe EX-UK Index Inst Acc | Sold 09.07.20 | l Shares | MDAX UCITS ETF Euro | Sold 08.07.20 | Invesco Managers | Corporate Bond Fund Z Inc Bought 08.01.20 | Bought 02.06.20 | Invesco Managers | Euro Equity Fund Z | Sold 09.07.20 | Invesco Physical Gold | JP Morgan Emerging | Europe Equity C | Sold 08.04.20 | JP Morgan Euroland | Dynamic C (PERF) DIST | Sold 09.07.20 | JP Morgan US | Smaller companies | Bought 05.11.19 | Sold 17.08.20 | Balance earned forward |
| INCOME | 28,247.26 | 71.40 | 54.34 | 57.34 | 60.06 | 173.03 | 239.27 | 1,097.26 | 1,425.00 | 1,425.00 | 107.94 | 33,197.55 | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 07.11.19 | 06.12.19 | 08.01.20 | 07.02.20 | 31.07.20 | 31.10.20 | 14.04.20 | 04.11.19 | 04.05.20 | 07.07.20 | |||||||||||||||||||||||||||||||||
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | COST/ MARKET VALUE NOMINAL PROFIT BOOK VALUE MARKET VALUE |
(PROCEEDS^ 31.10.19 ILOSSI 31.10.20 31.10.20 |
1,134,387.92 (12,355.47) (72,059.41) 1,049,973.04 1,067,416 |
1,188 119,480.13 |
(473) (47,562.04) (8.75) |
715 | (71,999.00) (715) 89.66 |
23,142.40 306 |
9,172.77 115 |
31,821 32,315.17 421 |
4,740.14 280 |
(22,291.79) 17,551.65 (280) |
594 2,435.69 |
(594) 0.00 (2,435.69) |
15,008 16,283.54 16,283.54 162 |
59,377.49 750.841 |
9.115 | 759.956 | (759.956) (5,445.73) (53,931.76) |
38,114 21,953.66 |
(38,114) (9,060.37) (12,893.29) |
28,734.37 392 |
(17,662.01) 2,781.71 (203) |
15,645 13,854.07 189 |
22,463 23,603.04 23,603.04 48 |
11,475.55 11,020 11,475.55 44 |
1,212,864.32 1,227,271 (62,166.06) (68,586.93) 1,343,617.31 |
-17- | ||||||||||||
| Balance brought forward | JP Morgan | Ultra-Shrt Inc UCITS ETF | Sold 07.11.19 | Sold 05.02.20 | JP Morgan | Chase and Co USD1 Bought 08.07.20 | Bought 14.08.20 | 3M USD J P Morgan | Warrants SPX Index Bought 28.01.20 | Redemption sale 04.06.20 | 7M USD J P Morgan | Warrant SPX Index | Liquidation sale 30.12.19 | Kerry Group | A EUR0.125 Bought 08.07.20 | Lazard Emerging Markets | Debt Blend Inst Dist Bought 01.11.19 | Stock conversion 18.11.19 | Sold 04.06.20 | Lloyds Banking Group PLC | GBP0.10 | Sold 31.03.20 | London Stock Exchange | 4.75% 02.11.2021 | London Stock Exchange | GBP0.069186 Bought 31.03.20 | Sold 06.08.20 | Lonza Group | AG CHF1.0 Bought 14.08.20 | Loreal | EUR0.20 Bought 08.07.20 |
| INCOME | 33,197.55 | 84.70 | 24.41 | 61.90 | 97.25 | 361.34 | 56.28 | 20.51 | 452.20 | 34,356.14 | ||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 09.07.20 | 07.08.20 | 10.09.20 | 01.09.20 | 01.09.20 | 14.10.20 | 31.08.20 | 16.01.20 | ||||||||||||||||||||||||||||||||||
| MARKET VALUE | 31.10.20 | 1,227,271 | 18,872 | 33,434 | 28,652 | 29,522 | 58,659 | 11,572 | 33,002 | 11,605 | 1,452,589 | |||||||||||||||||||||||||||||||
| WALTER LEES FOUNDATION | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | MARKET VALUE COST/ NOMINAL PROFIT BOOK VALUE |
/PROCEEDS) 31.10.19 /LOSS) 31.10.20 |
1,343,617.31 (62,166.06) (68,586.93) 1,212,864.32 |
18,503.84 18,503.84 52 |
275.767 39,885.81 |
(275.767) (31,299.86) (8,585.95) |
97 23,269.44 |
13,219.27 53 |
150 36,488.71 |
1,000 18,256.67 18,256.67 |
141 23,024.53 |
7,622.34 48 |
30,646.87 189 |
1,541 3,282.33 |
(1,541) (3,515.50) 233.17 |
57,194.01 57,194.01 49,475.787 |
11,532.55 11,532.55 282 |
34,889.52 34,889.52 298.9374 |
11,678.98 11,678.98 43 |
24,612.85 2,729 |
(2,729) (26,502.77) 1,889.92 |
354.78 77,530.03 |
(109.18) (31,363.72) 7,504.63 |
245.60 | (245.60) (72,328.28) 18,657.34 |
(48,887.82) 1,432,055.47 (7,985.04) 1,488,928.33 |
-18- | ||||||||||||
| LVMH Moet Hennessy | Louis Vui EUR0.3 Bought 08.07.20 | Man GLG Japan | Equity I Aco | Sold 31.03.20 | Mastercard Inc | USD0.001 Bought 08.07.20 | Bought 14.08.20 | Meituan Dianping | HKD0.00001 Bought 06.07.20 | Microsoft Corp | USD 0.00001 Bought 08.07.20 | Bought 14.08.20 | M&G PIC | Ordinary 5p Shares | Sold 04.12.19 | M&G Offehore | Corporste Bond Fd Ltd II Bought 03.06.20 | Mondelez International | Inc USD0.01 Bought 08.07.20 | Montlake Gemini UCITS | FD A ACC GBP Bought 09.07.20 | MSCI Inc | USD0.01 Bought 08.07.20 | National Grid PLC | Sold 31.03.20 | New Capital | US Growth | Sold 14.08.20 | Sold 17.08.20 |
| VVM1— I crt LCCO ruUNUM 1 lUPJ | SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2019 TO 31ST OCTOBER 2020 | TRANSACTIONS | COST/ NOMINAL PROFIT |
31.10.19 /PROCEEDS) /LOSS) 31.10.20 INCOME 31.10.20 DATE |
(7,985.04) 1,488,928.33 (48,887.82) 1,432,055.47 1,452,589 34,356.14 |
1,153.01 1,218.68 New Capital GLB Value CRED GBP DIST |
1,117.00 1,114.77 |
New Capital US | FUT Leaders USD INST ACC 626.41 46,901.09 |
Sold 14.08.20 (626.41) (64,048.06) 17,146.97 |
15.09.20 53.23 Nextera Energy Inc |
USD0.01 Bought 08.07.20 11,695.80 60 |
Bonus Issue 14.10.20 180 0.00 |
13,558 11,695.80 240 |
Nihon M&A Center | Inc Bought 14.08.20 15,036.91 18,018 15,036.91 400 |
01.10.20 49.23 Nike Inc. CL B |
USD1 Bought 08.07.20 | Bought 14.08.20 | Norfolk Southern Corp | USD1 Bought 08.07.20 Bought 16.08.20 |
Otis Worldwide | Corp USD0.01 Bought 14.08.20 18,645.11 17,576 18,645.11 372 |
Paypal Holdings | Inc USD0.0001 Bought 14.08.20 | Pimco Global Investment Grade Ins Inc 92,636.41 91,844 92,636.41 6,607.447 Pinduoduo Inc |
USD Bought 08.07.20 29,659.27 436 |
Sold 14.08.20 (11,016.90) 200.79 (159) |
18,843.16 19,221 277 |
23.10.20 76.92 Ping An Insurance Group |
Co Ltd Bought 06.07.20 7,909 8,073.35 8,073.35 1,000 |
42,071.22 (31,540.06) 1,807,329.46 1,837,680 87,480.18 1,751,389.34 |
-19- |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| INCOME | 42,071.22 | 321.14 | 461.26 | 885.58 | 215.45 | 219.49 | 224.53 | 291.77 | 413.10 | 45,103.54 | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 15.05.20 | 28.05.20 | 17.04.20 | 19.12.19 | 24.03.20 | 30.09.20 | 30.09.20 | 04.05.20 | |||||||||||||||||||||||||
| BOOK VALUE MARKET VALUE | 31.10.20 31.10.20 |
1,807,329.46 1,837,680 |
57,166.83 59,020 |
22,983.09 26,501 |
1,887,479.38 1,923,202 |
||||||||||||||||||||||||||||
| «vml-i crt Legs ruurcuAi iun TRANSACTIONS |
COST/ NOMINAL MARKETVALUE PROFIT |
31.10.19 (PROCEEDS! (LOSS! |
1,751,389.34 87,480.18 (31,540.06) |
1,541 21,057.77 |
(1,541) (16,086.06) (4,971.71) |
28,325.73 454 |
(33,839.08) (454) 5,513.35 |
1,355 20,056.84 |
(1,355) (23,768.89) 3,712.05 |
20,274.37 499 |
(18,132.02) (2,142.35) (499) |
603 14,004.68 |
(7,951.84) (6,052.84) (603) |
57,166.83 54,496.5002 |
30,509.69 3,586 |
(3,586) (32,600.30) 2,090.61 |
2,009.56 37,929.05 |
768.43 13,626.07 |
2,777.99 | (2,777.99) (55,588.92) 4,033.80 |
22,983.09 69 |
41,671.63 (29,357.15) 1,875,164.90 |
-20- | ||||||||||
| Prudential PLC | GBP0.05 | Sold 31.03.20 | Reckitt Benckiser | GBP0.10 Bought 31.03.20 | Sold 03.07.20 | Relx Pic | GBP 0.14439 Bought 18.03.20 | Sold 31.03.20 | Rio Tinto Pic | GBP0.10 | Sold 31.03.20 | Royal Dutch Shell | B EUR0.07 | Sold 27.03.20 | Royal London | Corp Bond Fund Z Inc Bought 02.06.2020 | Segro PLC | GBP0.10 | Sold 03.07.2020 | Schraders ISF | Asian Opps C Acc USD | Bought 08.04.20 | Sold 08.07.20 | ServiceNow Inc | USD0.001 Bought 14.08.20 | Balance carried forward |
| INCOME | 45,103.54 | 31.69 | 1,512.16 | 722.76 | 576.56 | 544.45 | 67.89 | 267.54 | 204.18 | 49,030.77 | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 11.09.20 | 24.01.20 | 31.12.19 | 31.03.20 | 30.06.20 | 10.09.20 | 22.05.20 | 04.06.20 | |||||||||||||||||||||||||||||||||||
| TRANSACTIONS | COST/ NOMINAL MARKETVALUE PROFIT BOOK VALUE MARKET VALUE |
31.10.19 /PROCEEDS! /LOSS! 31.10.20 31.10.20 |
1,875,164.90 41,671.63 (29,357.15) 1,887,479.38 1,923,202 |
11,153.40 24 |
6,529.86 13 |
19,733 17,683.26 37 |
8,903.05 8,903.05 10,240 100 |
820.63 71,378.40 |
(241.22) (325.65) (20,655.67) |
579.41 | (579.41) (3,175.16) (47,221.92) |
18,491.94 18,491.94 19,184 300 |
191,461.88 811 |
(45,637.04) 3,142.42 (180) |
631 | (15,206.93) (60) 1,042.06 |
571 | (147,665.38) 12,862.99 (571) |
23,107.63 87 |
18,889.15 71 |
39,323 41,996.78 158 |
28,536.34 343 |
(24,333.10) 5,031.55 (232) |
12,521 9,234.79 111 |
21,370.84 3,403 |
(3.403) (10,903.42) (10,467.42) |
11,584.28 12,093 11,584.28 15 |
24,205.94 2,341 |
(18,273.82) (5,932.12) (2,341) |
12,963 13,877.77 13,877.77 253 |
2,183,581.96 (146,716.23) (27,614.48) 2,009,251.25 2,049,260 |
-21 - | |||||||||||
| Balance brought forward | Sherwin-Williams Com | USD Bought 08.07.20 | Bought 14.08.20 | Shin-Etsu | Chemical Co Bought 14.08.20 | Sky Harbor US SH | DUR HY A GBP H DIS | Sold 24.01.20 | Sold 04.06.2020 | Sony Corp | Ordinary Shares Bought 14.08.20 | SPDR S&P 500 | ETF | Sold 21.01.20 | Sold 24.02.20 | Sold 14.08.20 | S&P Global Inc | USD1 Bought 08.07.20 | Bought 14.08.20 | Spirax-Sarco Engineering | Ordinary Shares Bought 31.03.20 | Sold 06.08.20 | SSP Group Pic | GBP0.01085 | Sold 31.03.20 | Straumann Holdings | AG CHF0.10 Bought 14.08.20 | St James Place | Ord 15p | Sold 31.03.20 | TAL Education Group | ADR Bought 08.07.20 |
| INCOME | 49,030.77 | 114.05 | 10.12 | 205.98 | 199.99 | 208.17 | 291.30 | 97.38 | 481.24 | 649.69 | 51,288.69 | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DATE | 30.10.20 | 15.10.20 | 05.12.19 | 19.03.20 | 04.06.20 | 09.04.20 | 24.06.20 | 24.02.20 | 10.02.20 | |||||||||||||||||||||||||||
| SCHEDULE OF STOCKS AND SHARES | FOR THE PERIOD 1ST NOVEMBER 2Q19 TO 31ST OCTOBER 2020 | TRANSACTIONS | COST/ NOMINAL MARKETVALUE PROFIT BOOK VALUE MARKET VALUE |
/PROCEEDS) 31.10.19 /LOSS) 31.10.20 31.10.20 |
2,183,581.96 (146,716.23) (27,614.48) 2,009,251.25 2,049,260 |
11,497.86 10,223 336 11,497.86 |
26,014.44 26,014.44 29,375 500 |
18,978.49 19,967 18,978.49 179 |
11,219.12 39 |
10,673.69 34 |
21,892.81 26,662 73 |
11,780.91 285 |
5,142.94 117 |
16,923.85 15,745 402 |
9,499 9,660.70 9,660.70 139 |
26,795.52 576 |
(25,082.03) (1,713.49) (576) |
36,891.28 1,079 |
(28,752.12) (1,079) (8,139.16) |
14,816 10,897.71 10,897.71 488 |
22,799.98 1,043 |
(1,043) (20,279.79) (2,520.19) |
17,107 26,950.37 |
(17,107) (19,790.49) (7,159.88) |
(98,761.23) (47,147.20) 2,125,117.11 2,175,547 2,271,025.54 |
-22- | ||||||||||
| TC Energy | Corporation USD Bought 08.07.20 | Tencent Holdings Ltd | HKD0.00002 Bought 06.07.20 | Texas Instruments | Inc USD1 Bought 14.08.20 | Thermo Rsher | Scientific USD1 Bought 08.07.20 | Bought 14.08.20 | TJX cos | Inc USD Bought 08.07.20 | Bought 14.08.20 | Ubisoft Entertainment | EUR Bought 08.07.20 | Unilever PLC | Sold 03.07.20 | Vanguard Pic | FTSE 250 UCITS ETF Bought 21.01.20 | Sold 03.07.20 | Vaneck Vectors | Gld Miners UCITS ETF | Victrex Pic | GBP0.01 | Sold 03.07.20 | Vodafone Group PLC | Sold 31.03.20 | Balance earned forward |